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Registered advisor
A••••• F•••••••• W•••••
Feed of 09/14/2026
Also filed as Andy W•••••
At current firm
2 y
since Jun 14, 2024
In the industry
29 y
since May 6, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Huntersville, Nc
- S••••••••• A•••••• A•••••••• I••• formerSep 18, 2020 to Jun 14, 2024 · Huntersville, Nc
- S•• A•••••••• I••• formerJul 10, 2012 to Sep 18, 2020 · Huntersville, Nc
- N•• E•••••• S••••••••• C••••••••• formerAug 21, 2006 to Jul 12, 2012 · Cornelius, Nc
- S••••••• F•••••••• S•••••••• I••• formerMay 24, 2002 to Jul 31, 2006 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- S•• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
- N•• E•••••• S••••••••• C••••••••• to S•• A•••••••• I•••left Jul 12, 2012, registered Jul 10, 2012 (-2 days) · Other
- S••••••• F•••••••• S•••••••• I••• to N•• E•••••• S••••••••• C•••••••••left Jul 31, 2006, registered Aug 21, 2006 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address