RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• C•••• J••••••••
- C••••••••• W•••••• L•• independent RIA currentsince Aug 19, 2021 · West Linn, Or
- J•••••••• F•••••••• A••••••• formerJan 30, 2017 to Dec 31, 2021 · Center, Tx
- W•••• F•••• A••••••• wirehouseNov 22, 2005 to Jan 31, 2017 · West Linn, Or
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 23, 2003 to Oct 7, 2005 · Portland, Or
- J•••••••• F•••••••• A••••••• to C••••••••• W•••••• L••left Dec 31, 2021, registered Aug 19, 2021 (-134 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to J•••••••• F•••••••• A•••••••left Jan 31, 2017, registered Jan 30, 2017 (-1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Oct 7, 2005, registered Nov 22, 2005 (46 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address