RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• L••••• K•••••
- G••••••• A•••••••• L•• independent RIA currentsince Mar 8, 2023 · Arden Hills, Mn
- P•••••• W••• F•••••••• C••••••••• I•• formerDec 16, 2005 to Mar 2, 2011 · Renton, Wa
- S••••••• F•••••••• G••••• I••• unclassifiedMar 31, 2005 to Dec 20, 2005 · Maple Valley, Wa
- L••••• A••••••• S•••••••• I••• unclassifiedMar 5, 2002 to Apr 1, 2005 · Maple Valley, Wa
- P•••••• W••• F•••••••• C••••••••• I•• to G••••••• A•••••••• L••left Mar 2, 2011, registered Mar 8, 2023 (4389 days) · Other
- S••••••• F•••••••• G••••• I••• to P•••••• W••• F•••••••• C••••••••• I••left Dec 20, 2005, registered Dec 16, 2005 (-4 days) · Other
- L••••• A••••••• S•••••••• I••• to S••••••• F•••••••• G••••• I•••left Apr 1, 2005, registered Mar 31, 2005 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address