DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Thomas Maher
Feed of 09/14/2026
At current firm
2 y
since Apr 1, 2024
In the industry
28 y
since Dec 2, 1997 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Signature Equity Partners, LLC independent RIA currentsince Apr 1, 2024 · Westerville, Oh
- Cambridge Investment Research Advisors, Inc. BD affiliatedJan 10, 2022 to Apr 8, 2024 · Westerville, Oh
- LPL Financial LLC BD affiliatedJun 2, 2016 to Jan 18, 2022 · Macedonia, Oh
- LPL Financial LLC BD affiliatedSep 18, 2013 to May 13, 2016 · Norton, Oh
- Firstmerit Advisors, Inc. unclassifiedMay 13, 2013 to Sep 18, 2013 · Akron, Oh
- New England Securities Corporation formerMar 28, 2012 to May 8, 2013 · Highland Hills, Oh
- U.S. Bancorp Investments, Inc. formerJul 21, 2010 to Feb 3, 2012 · Brook Park, Oh
- Huntington Financial Advisors BD affiliatedAug 7, 2007 to Jul 6, 2010 · Strongsville, Oh
- Fifth Third Securities, Inc. BD affiliatedFeb 24, 2005 to Aug 23, 2007 · Strongsville, Oh
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Signature Equity Partners, LLCleft Apr 8, 2024, registered Apr 1, 2024 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Cambridge Investment Research Advisors, Inc.left Jan 18, 2022, registered Jan 10, 2022 (-8 days) · Affiliated broker-dealer or bank to another
- Firstmerit Advisors, Inc. to LPL Financial LLCleft Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Firstmerit Advisors, Inc.left May 8, 2013, registered May 13, 2013 (5 days) · Other
- U.S. Bancorp Investments, Inc. to New England Securities Corporationleft Feb 3, 2012, registered Mar 28, 2012 (54 days) · Other
- Huntington Financial Advisors to U.S. Bancorp Investments, Inc.left Jul 6, 2010, registered Jul 21, 2010 (15 days) · Other
- Fifth Third Securities, Inc. to Huntington Financial Advisorsleft Aug 23, 2007, registered Aug 7, 2007 (-16 days) · Other
Signals
- Brian Thomas Maher left Cambridge Investment Research Advisors, Inc. for Signature Equity Partners, Llc (registered 2024-04-01)Apr 8, 2024 · Advisor changed firm · fact
- Brian Thomas Maher left Lpl Financial Llc for Cambridge Investment Research Advisors, Inc. (registered 2022-01-10)Jan 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address