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Registered advisor
A•••••••• Q•••••• G•••••
Feed of 09/14/2026
Also filed as Alex G•••••
At current firm
3 y
since Sep 1, 2023
In the industry
29 y
since May 21, 1997 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2023 · Fort Lauderdale, Fl
- S•••••••• F••••••••• I••• formerNov 26, 2019 to Sep 1, 2023 · Fort Lauderdale, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Nov 22, 2019 · Fort Lauderdale, Fl
- M•• F•••••••• S•••••••• I••• formerMar 8, 2016 to Mar 25, 2017 · Fort Lauderdale, Fl
- N••• C••••••••• BD affiliatedNov 2, 2009 to Mar 8, 2016 · Boca Raton, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Oct 14, 2009 · Ft. Lauderdale, Fl
- A••••••••• A•••••• S•••••••• I••• unclassifiedJul 10, 2003 to Oct 5, 2009 · Ft. Lauderdale, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 17, 1997 to Jan 15, 2003 · Plantation, Fl
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to S•••••••• F••••••••• I•••left Nov 22, 2019, registered Nov 26, 2019 (4 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- N••• C••••••••• to M•• F•••••••• S•••••••• I•••left Mar 8, 2016, registered Mar 8, 2016 (0 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N••• C•••••••••left Oct 14, 2009, registered Nov 2, 2009 (19 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to A••••••••• A•••••• S•••••••• I•••left Jan 15, 2003, registered Jul 10, 2003 (176 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address