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Registered advisor

L••• M•••• T•••••••

M••••••BD affiliatedSyracuse, NyIA-onlyIAPD 2879518

Feed of 09/14/2026

Also filed as Lisa Pelto

At current firm

1 y

since Apr 2, 2025

In the industry

28 y

since Dec 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Apr 2, 2025 · Syracuse, Ny
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Apr 2, 2025 · Syracuse, Ny
S••••••••• A•••••• A•••••••• I••• former
Aug 12, 2021 to Jun 14, 2024 · Syracuse, Ny
S•••••• W••••• P•••••••• L•• BD affiliated
Jun 8, 2018 to Mar 5, 2019 · Syracuse, Ny

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to M••••••
left Apr 2, 2025, registered Apr 2, 2025 (0 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
S•••••• W••••• P•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Mar 5, 2019, registered Aug 12, 2021 (891 days) · RIA to affiliated broker-dealer or bank

Signals

L••• M•••• T••••••• left O•••• W•••••• I••• for Mariner (registered 2025-04-02)
Apr 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address