DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Allen Inman
Feed of 09/14/2026
At current firm
8 y
since Nov 28, 2017
In the industry
28 y
since Oct 4, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Modern Wealth Management, LLC independent RIA currentsince Jun 5, 2026 · Clearwater, Fl
- Flaharty Asset Management, LLC independent RIA currentsince Nov 28, 2017 · Clearwater, Fl
- LPL Financial LLC BD affiliatedFeb 5, 2020 to Jun 3, 2026 · Clearwater, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 22, 2003 to Nov 28, 2017 · Tampa, Fl
- Ameriprise Financial Services, LLC national BDMay 14, 1999 to Jul 10, 2003 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Modern Wealth Management, LLCleft Jun 3, 2026, registered Jun 5, 2026 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Flaharty Asset Management, LLCleft Nov 28, 2017, registered Nov 28, 2017 (0 days) · Other
- Ameriprise Financial Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 10, 2003, registered Jul 22, 2003 (12 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Brian Allen Inman left Lpl Financial Llc for Modern Wealth Management, Llc (registered 2026-06-05)Jun 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address