DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Modern Wealth Management, LLC

Independent wealth managerKansas City, MissouriCRD 324624SEC 801-127231website IAPD

Latest filing Jul 2, 2026

First filing on the tape Dec 21, 2022 · 39 filings

SEC status approved since May 2, 2023

RAUM

$11B

reported, Item 5.F

Discretionary

94%

of RAUM

Private clients

88%

$9.6B individuals and HNW

Advisors

156

registered through the firm on IAPD

RAUM per advisor

$69.9M

derived; firm RAUM over IAPD count

Employees

253

102 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

39 filings and snapshots on the tape

RAUM$11B as of Jul 2, 2026

Mar 30, 2024$2.1B then

HNW client RAUM$6.4B as of Jul 2, 2026

Mar 30, 2024$1.2B then

State-registered IARs (5.B.3)118 as of Jul 2, 2026

Mar 30, 202429 then

Employees (5.A)253 as of Jul 2, 2026

Mar 30, 202479 then

Private funds: no history

RAUM +77% over the last fiscal yearIARs 60 to 118offices 17 to 22

Practice profile

derived from the filing of Jul 2, 2026; every figure names its basis

Archetypes, each a printed rule

Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment

RAUM per advisor: $68.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 72derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.5MderivedHNW RAUM over HNW clients
Average account: $356,144derivedRAUM over accounts (5.F.2.f)
Discretionary: 94%derivedof RAUM
Institutional: 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.6derivedItem 5.A over advisors
Advisors per office: 6.9derived23 offices incl. principal (1.F.5)
RAUM growth, one year: +77%derivedbetween the last two annual amendments
Advisor growth, one year: +97%derivedItem 5.B.3 between annual amendments
Client growth, one year: +75%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminarsreportedItem 5.G
Wrap fee program: participatesreportedItem 5.I
Custody: $2.8B, 3,721 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 4derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$6.4B58%
Individuals$3.2B30%
Pension and profit-sharing plans$1.3B12%
Charitable organizations$27.5M0.3%
Corporations and businesses$17.7M0.2%

Individual clients: 8,995reported
HNW clients: 2,529reported
Pension plan clients: 365reported
Charitable clients: 19reported
Accounts: 30,617reported
Financial planning clients: 1-10reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $2.8B for 3,721 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.88 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=7.0derived

Advisors registered through the firm

120 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Michael John Capelle	Kansas City, Mo	Jan 20, 2023	22 y	4
Jason Michael Gordo	Monterey, Ca	Apr 18, 2023	25 y	3
Risdan Depaul KasperCertified Financial Planner	Lees Summit, Mo	Apr 26, 2023	42 y	4
Hayden Pudenz	Kansas City, Mo	Apr 26, 2023	10 y	1
Jeffrey Paul Ernest	Kansas City, Mo	Apr 26, 2023	12 y	1
Wayne Robinson	Lenexa, Ks	Apr 26, 2023	21 y	1
Logan James Degraeve	Kansas City, Mo	Apr 26, 2023	11 y	2
Charles M. KasperCertified Financial Planner	Kansas City, Mo	Apr 26, 2023	21 y	2
Michael Shane Barber	Kansas City, Mo	Apr 26, 2023	20 y	3
Frank Dean Barber	Kansas City, Mo	Apr 26, 2023	38 y	4
Bruce Taylor Godke	Kansas City, Mo	Apr 26, 2023	38 y	3
William Ray Doty	Kansas City, Mo	Apr 26, 2023	19 y	1
Kyle Michael AkersCertified Financial Planner	Troy, Mi	Apr 26, 2023	17 y	5
Craig James Snedden	Kansas City, Mo	Apr 26, 2023	22 y	4
Kenneth Lawrence Osiwala	Kansas City, Mo	Apr 27, 2023	33 y	3
Christopher Joseph RettCertified Financial Planner	Kansas City, Mo	May 4, 2023	19 y	2
Joshua Kirk DiekmannCertified Financial Planner	Lee Summit, Mo	May 12, 2023	16 y	1
Stephen Andrew Tuckwood	Roswell, Ga	May 17, 2023	18 y	1
Peter E Wargo	Troy, Mi	Aug 25, 2023	11 y	2
Kade Lawrence MessnerCertified Financial Planner	Kansas City, Mo	Aug 25, 2023	10 y	1
Grant AndrewsCertified Financial Planner	Aubrun , Ca	Aug 28, 2023	10 y	0
Brian Dale Johnson	Glidden, Ia	Sep 1, 2023	35 y	2
Jeremiah Johnson	Glidden, Ia	Sep 1, 2023	12 y	1
Kyle Martin James	Kansas City, Mo	Oct 16, 2023	16 y	1
Martin Edwin James	Kansas City, Mo	Oct 16, 2023	29 y	3
Drew Christopher SprugelCertified Financial Planner	Lees Summit, Mo	Nov 4, 2023	13 y	0
James Porter Rankin	Kansas City, Mo	Nov 10, 2023	12 y	3
Michelle Lyn Cannan	Rochester, Ny	Feb 29, 2024	20 y	1
Christopher Kevin Hoffarth	Rochester, Ny	Feb 29, 2024	12 y	3
Kyle Miller DunnChartered Financial Consultant	Kansas City, Mo	Mar 1, 2024	16 y	1
David Matthew GermanoCertified Financial Planner	Rochester, Ny	Mar 1, 2024	26 y	3
Stephen Douglas HowlesCertified Financial Planner	Rochester, Ny	Mar 1, 2024	12 y	2
Thomas Neal FalkenberryChartered Financial Analyst	Kansas City, Mo	Mar 27, 2024	26 y	1
Zachary Paul Ghilino	Kansas City, Mo	Mar 28, 2024	12 y	0
Markku Taneli HapponenCertified Financial Planner, Chartered Financial Consultant	Chester Springs, Pa	May 17, 2024	16 y	6
Martin Llewellyn HopkinsCertified Financial Planner	Kansas City, Mo	May 17, 2024	28 y	2
Jeffrey Mark KingCertified Financial Planner	Knoxville, Tn	Jul 1, 2024	28 y	2
Robert Scott Smith	Knoxville, Tn	Jul 8, 2024	23 y	2
Jennifer Clark Huskey	Knoxville, Tn	Jul 8, 2024	18 y	1
Derrick Smith AndrewsCertified Financial Planner	Kansas City, Mo	Jul 24, 2024	32 y	3

All 120 advisors at Modern Wealth Management, LLC

Advisor movement

5 left, 34 joined in 12 months

net +29 in 12 months0 left in 90 days9 joined in 90 daysdeparture rate 3.2% of current headcount9 left over 36 months

Left, latest

Daniel Gene Cox to Creative Planning
Apr 13, 2026 · RIA to RIA
David Andrew Vidaure to Fisher Investments
Mar 24, 2026 · RIA to RIA
Caleb N Bjerk to Cyr Financial Inc.
Mar 17, 2026 · RIA to RIA
Adam Wilkins to Boldin Advisors
Feb 6, 2026 · RIA to a newly registered adviser
Jeffrey Alan Loos to Marsh Wealth Management, LLC
Jan 20, 2026 · RIA to RIA
Louis F Gebhard to Edelman Financial Engines
Aug 13, 2025 · RIA to RIA
Jesse Orin Lownsbury to Betterwealth LLC
Jun 13, 2025 · RIA to RIA
Rory Drew Jones to Dogwood Wealth Management, LLC
Oct 4, 2024 · RIA to RIA
Daniel Thomas Henneghan to Citizens Securities, Inc.
Apr 9, 2024 · RIA to affiliated broker-dealer or bank

Joined, latest

Allison Mosher Barrientos from Integris Wealth Management, LLC
Sep 4, 2026 · RIA to RIA
Dawn Sanchez Nicoles from LPL Financial LLC
Aug 28, 2026 · Affiliated broker-dealer or bank to independent RIA
Julian Rubinstein from American Asset Management Inc.
Aug 10, 2026 · RIA to RIA
James Ruwe from Secure Investment Management, LLC
Aug 5, 2026 · RIA to RIA
Kelley Jo Belmonte from Summit Financial, LLC
Aug 3, 2026 · Affiliated broker-dealer or bank to independent RIA
Nicholas Fred Robert Tanner from Choreo, LLC
Jul 16, 2026 · RIA to RIA
Cale William Doda from UBS Financial Services Inc.
Jul 10, 2026 · Wirehouse to independent RIA
Miguel A Johnson from Empower Advisory Group, LLC
Jul 9, 2026 · Affiliated broker-dealer or bank to independent RIA
Andrew Steven Cortese from Modera Wealth Management, LLC
Jul 7, 2026 · RIA to RIA
Andrew Joseph Oswald from LPL Financial LLC
Jun 15, 2026 · Affiliated broker-dealer or bank to independent RIA
Colter Robert Heckman from Copper Financial
Jun 10, 2026 · RIA to RIA
Brian Allen Inman from LPL Financial LLC
Jun 5, 2026 · Affiliated broker-dealer or bank to independent RIA
Zohreh Ghaissari from Osaic Wealth, Inc.
May 11, 2026 · Affiliated broker-dealer or bank to independent RIA
Ronald Gambassi from Mcmillen & Company, Inc.
May 11, 2026 · Other
Justin Dane Cassida from Brown And Company, Inc.
Apr 21, 2026 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

5 joined from Lwm Advisory Services, LLC
Jul 31, 2026 · Plantation, Fl · Firm absorbed
2 joined from LPL Financial LLC
Jun 3, 2026 · Clearwater, Fl
2 joined from LPL Financial LLC
Apr 29, 2026 · Thornton, Co
2 joined from Kaye Capital Management
Dec 31, 2025 · El Segundo, Ca
3 joined from Osaic Wealth, Inc.
Oct 7, 2025 · Fairport, Ny
3 joined from Ofm Wealth
Sep 25, 2025 · Orland Park, Il · Firm absorbed
7 joined from Wade Financial Advisory, Inc.
Mar 28, 2025 · Campbell, Ca · Firm absorbed
2 joined from Gardey Financial Advisors Inc
Mar 26, 2025 · Saginaw, Mi

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

John Michael Capelle · Co-Ceocontrol
since 12/2022 · owns less than 5%
Michael Jason Gordo · Presidentcontrol
since 12/2022 · owns less than 5%
Porter James Rankin · Chief Compliance Officercontrol
since 11/2023 · owns less than 5%
Lawrence Gary Roth · Co-Ceocontrol
since 12/2022 · owns less than 5%
Patrick Brian Cassidy · Ownercontrol
since 04/2023 · owns 25% to 50% of Crestview, L.L.C.
Stuart Barry Volpert · Membercontrol
since 04/2023 · owns 75% or more of Volpert Investors, L.L.C.

Entity owners

Mwh Intermediate II, LLC · Owner
direct · owns 75% or more
Crestview Holdings IV (Offshore), L.P. · Owner
indirect · owns 25% to 50% of Crestview IV Mwm Gp, LLC
Crestview Holdings IV (Offshore), L.P. · Owner
indirect · owns 25% to 50% of Crestview IV Mwm Holdings, L.P.
Crestview IV Mwm Gp, LLC · General Partner
indirect · owns F of Crestview IV Mwm Holdings, L.P.
Crestview IV Mwm Holdings, L.P. · Member
indirect · owns 75% or more of Modern Wealth Holdings, LLC
Crestview Partners IV Gp, L.P. · General Partner
indirect · owns F of Crestview Partners IV, L.P.
Crestview Partners IV Gp, L.P. · General Partner
indirect · owns F of Crestview Holdings IV (Offshore), L.P.
Crestview Partners IV, L.P. · Owner
indirect · owns 50% to 75% of Crestview IV Mwm Gp, LLC
Crestview Partners IV, L.P. · Owner
indirect · owns 50% to 75% of Crestview IV Mwm Holdings, L.P.
Crestview, L.L.C. · General Partner
indirect · owns F of Crestview Partners IV Gp, L.P.
Modern Wealth Holdings, LLC · Owner
indirect · owns 75% or more of Mwm Intermediate I, LLC
Mwm Intermediate I, LLC · Owner
indirect · owns 75% or more of Mwh Intermediate II, LLC
Volpert Investors, L.L.C. · General Partner
indirect · owns F of Volpert Investors, L.P.
Volpert Investors, L.P. · Owner
indirect · owns 25% to 50% of Crestview, L.L.C.

Related persons

Schedule D 7.A

Modern Wealth Insurance Services, LLC
real estaten
Modern Wealth Tax Services, LLC
insurancen

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Kansas City, Mo · principal	156	59	3
Mesa, Az	29	6	0
Rochester, Ny	13	5	0
Boise, Id	11	4	0
Clearwater, Fl	9	9	0
Lenexa, Ks	8	4	0
Plantation, Fl	7	7	0
Denver, Co	6	6	0
Campbell, Ca	5	0	0
Troy, Mi	5	1	0
Orland Park, Il	4	0	0
Calabasas, Ca	3	1	0
Jacksonville, Fl	3	3	0
Knoxville, Tn	3	0	1
Lees Summit, Mo	3	0	0
Glidden, Ia	3	1	0
Mooresville, In	2	0	0
El Segundo, Ca	2	0	0
Chester Springs, Pa	2	1	0
Chapel Hill, Nc	2	0	0

All 26 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 7 since 2015, 4 in 24 monthsderived
Advisors acquired: 43derived
Still registered after 90 days: 89% of 38derived
After 180 days: 89% of 38derived
After 365 days: 83% of 35derived
After 730 days: 78% of 23derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Boise, ID7 employees
Rochester, NY6 employees
Knoxville, TN4 employees
Troy, MI4 employees
Lee'S Summit, MO3 employees
Bingham Farms, MI2 employees
Exton, PA2 employees
Glidden, IA2 employees
Laguna Beach, CA2 employees
Mooresville, IN2 employees
Reston, VA1 employees
Monterey, CA1 employees
Kansas City, KS1 employees
, 1 employees

ADV anomalies

8 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Jul 2, 2026
VOLPERT, BARRY, STUART (MEMBER) left Schedule A between the filings of 2024-12-03 and 2026-07-02
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Jul 2, 2026
CASSIDY, BRIAN, PATRICK (OWNER) left Schedule A between the filings of 2024-12-03 and 2026-07-02
peers: independent wealth managers, $5B to $20B (289)
growth on all axesCombination · filing Apr 28, 2026
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $6,148,915,787 to $10,904,051,242, advisors 60 to 118, private clients 6590 to 11524, offices 17 to 22 (2025-03-28 to 2026-04-28)
peers: independent wealth managers, $5B to $20B (289)
client count surgeChange between filings · filing Apr 28, 2026
individual and HNW clients (Item 5.D) moved from 6,590.0 to 11,524.0 (+75.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +6.0% (224 comparable advisers, 95.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (224) · 95% percentile
advisor count surgeChange between filings · filing Apr 28, 2026
advisory representatives (Item 5.B.3) moved from 60.0 to 118.0 (+97.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +6.0% (220 comparable advisers, 97.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (220) · 97% percentile
account count surgeChange between filings · filing Apr 28, 2026
accounts (Item 5.F.2.f) moved from 18,823.0 to 30,617.0 (+63.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +8.0% (253 comparable advisers, 92.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (253) · 92% percentile
employee count surgeChange between filings · filing Apr 28, 2026
employees (Item 5.A) moved from 150.0 to 253.0 (+69.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +5.0% (264 comparable advisers, 97.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (264) · 97% percentile
RAUM up 50 %Change between filings · filing Apr 28, 2026
RAUM (Item 5.F) moved from $6,148,915,787 to $10,904,051,242 (+77.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +18.0% (271 comparable advisers, 95.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (271) · 95% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 18,823 to 30,617
Sep 15, 2025 to Mar 20, 2026
Advisory employees · 54 to 102
Sep 15, 2025 to Mar 20, 2026
Advisory activities · 3 to 5
Sep 15, 2025 to Mar 20, 2026
BD registered reps · 13 to 7
Sep 15, 2025 to Mar 20, 2026
Charity clients · 9 to 19
Sep 15, 2025 to Mar 20, 2026
Corporate clients · 13 to 26
Sep 15, 2025 to Mar 20, 2026
HNW clients · 1,697 to 2,529
Sep 15, 2025 to Mar 20, 2026
Individual clients · 4,893 to 8,995
Sep 15, 2025 to Mar 20, 2026
Pension plan clients · 103 to 365
Sep 15, 2025 to Mar 20, 2026
Assets in custody · $768M to $2.8B
Sep 15, 2025 to Mar 20, 2026
Employees · 150 to 253
Sep 15, 2025 to Mar 20, 2026
Insurance-licensed employees · 0 to 25
Sep 15, 2025 to Mar 20, 2026
HQ city · LENEXA to KANSAS CITY
Sep 15, 2025 to Mar 20, 2026
HQ state · KS to MO
Sep 15, 2025 to Mar 20, 2026
State-registered IARs · 60 to 118
Sep 15, 2025 to Mar 20, 2026
Other offices · 17 to 22
Sep 15, 2025 to Mar 20, 2026
Discretionary RAUM · $5.6B to $10B
Sep 15, 2025 to Mar 20, 2026
HNW RAUM · $3.6B to $6.4B
Sep 15, 2025 to Mar 20, 2026
Individual RAUM · $1.7B to $3.2B
Sep 15, 2025 to Mar 20, 2026
Non-discretionary RAUM · $592M to $675M
Sep 15, 2025 to Mar 20, 2026
Pension RAUM · $851M to $1.3B
Sep 15, 2025 to Mar 20, 2026
RAUM · $6.1B to $11B
Sep 15, 2025 to Mar 20, 2026
Wrap assets (manager) · unset to 0.0
Sep 15, 2025 to Mar 20, 2026
Wrap assets (sponsor) · unset to 0.0
Sep 15, 2025 to Mar 20, 2026
Accounts · 13,592 to 18,823
Dec 3, 2024 to Mar 28, 2025
Advisory employees · 36 to 54
Dec 3, 2024 to Mar 28, 2025
Charity clients · 0 to 9
Dec 3, 2024 to Mar 28, 2025
Corporate clients · 0 to 13
Dec 3, 2024 to Mar 28, 2025
HNW clients · 551 to 1,697
Dec 3, 2024 to Mar 28, 2025
Individual clients · 2,697 to 4,893
Dec 3, 2024 to Mar 28, 2025
Pension plan clients · 6 to 103
Dec 3, 2024 to Mar 28, 2025
Assets in custody · $106M to $768M
Dec 3, 2024 to Mar 28, 2025
Employees · 92 to 150
Dec 3, 2024 to Mar 28, 2025
Financial planning clients · 1-10 to 1-10
Dec 3, 2024 to Mar 28, 2025
State-registered IARs · 36 to 60
Dec 3, 2024 to Mar 28, 2025
Other offices · 15 to 17
Dec 3, 2024 to Mar 28, 2025
Discretionary RAUM · $2.0B to $5.6B
Dec 3, 2024 to Mar 28, 2025
HNW RAUM · $1.2B to $3.6B
Dec 3, 2024 to Mar 28, 2025
Individual RAUM · $888M to $1.7B
Dec 3, 2024 to Mar 28, 2025
Non-discretionary RAUM · $48.5M to $592M
Dec 3, 2024 to Mar 28, 2025

Signals

40 dated events

LWM Advisory Services, LLC's advisors moved to Modern Wealth Management, LLC (Plantation, FL): 5 of 7 registered, on the same day
Jul 31, 2026 · Firm absorbed (people side) · derived
2 advisors left LPL Financial LLC (Clearwater, FL) for Modern Wealth Management, LLC on the same day
Jun 3, 2026 · Team lift-out · derived
2 advisors left LPL Financial LLC (Thornton, CO) for Modern Wealth Management, LLC on the same day
Apr 29, 2026 · Team lift-out · derived
Daniel Gene Cox left Modern Wealth Management, Llc for Creative Planning (registered 2026-04-27)
Apr 13, 2026 · Advisor changed firm · fact
David Andrew Vidaure left Modern Wealth Management, Llc for Fisher Investments (registered 2026-04-16)
Mar 24, 2026 · Advisor changed firm · fact
Modern Wealth Management, Llc reported RAUM $10.9B, up 77% from $6.1B (2025-09-15 to 2026-03-20)
Mar 20, 2026 · RAUM change · derived
Modern Wealth Management, Llc reported 22 offices beyond its principal office, up from 17 (2025-09-15 to 2026-03-20)
Mar 20, 2026 · Office count change · derived
Modern Wealth Management, Llc reported 118 state-registered advisory representatives, up from 60 (2025-09-15 to 2026-03-20)
Mar 20, 2026 · Advisor headcount change · derived
Caleb N Bjerk left Modern Wealth Management, Llc for Cyr Financial Inc. (registered 2026-03-18)
Mar 17, 2026 · Advisor changed firm · fact
Adam Wilkins left Modern Wealth Management, Llc for Boldin Advisors (registered 2025-10-24)
Feb 6, 2026 · Advisor changed firm · fact
Jeffrey Alan Loos left Modern Wealth Management, Llc for Marsh Wealth Management, Llc (registered 2026-01-16)
Jan 20, 2026 · Advisor changed firm · fact
2 advisors left Kaye Capital Management (EL Segundo, CA) for Modern Wealth Management, LLC on the same day
Dec 31, 2025 · Team lift-out · derived
3 advisors left Osaic Wealth, Inc. (Fairport, NY) for Modern Wealth Management, LLC within 3 days
Oct 7, 2025 · Team lift-out · derived
Ofm Wealth's advisors moved to Modern Wealth Management, LLC (Orland Park, IL): 3 of 4 registered, on the same day
Sep 25, 2025 · Firm absorbed (people side) · derived
Louis F Gebhard left Modern Wealth Management, Llc for Edelman Financial Engines (registered 2026-02-12)
Aug 13, 2025 · Advisor changed firm · fact
Jesse Orin Lownsbury left Modern Wealth Management, Llc for Betterwealth Llc (registered 2025-07-01)
Jun 13, 2025 · Advisor changed firm · fact
Modern Wealth Management, Llc reported RAUM $6.1B, up 197% from $2.1B (2024-12-03 to 2025-03-28)
Mar 28, 2025 · RAUM change · derived
Modern Wealth Management, Llc reported 60 state-registered advisory representatives, up from 36 (2024-12-03 to 2025-03-28)
Mar 28, 2025 · Advisor headcount change · derived
Wade Financial Advisory, Inc.'s advisors moved to Modern Wealth Management, LLC (Campbell, CA): 7 of 7 registered, on the same day
Mar 28, 2025 · Firm absorbed (people side) · derived
2 advisors left Gardey Financial Advisors Inc (Saginaw, MI) for Modern Wealth Management, LLC on the same day
Mar 26, 2025 · Team lift-out · derived
2 advisors left Petso Financial Consultants LLC (Boise, ID) for Modern Wealth Management, LLC on the same day
Dec 31, 2024 · Team lift-out · derived
2 advisors left Advisory Services Network (Atlanta, GA) for Modern Wealth Management, LLC on the same day
Dec 20, 2024 · Team lift-out · derived
Stuart Barry Volpert (Member) appeared on Schedule A of Modern Wealth Management, Llc
Dec 3, 2024 · Control person joined · fact
Patrick Brian Cassidy (Owner) appeared on Schedule A of Modern Wealth Management, Llc
Dec 2, 2024 · Control person joined · fact
Petso Financial Consultants LLC's advisors moved to Modern Wealth Management, LLC (Boise, ID): 5 of 7 registered, on the same day
Nov 12, 2024 · Firm absorbed (people side) · derived
Rory Drew Jones left Modern Wealth Management, Llc for Dogwood Wealth Management, Llc (registered 2024-10-04)
Oct 4, 2024 · Advisor changed firm · fact
2 advisors left Wealth Management Solutions (Exton, PA) for Modern Wealth Management, LLC on the same day
Aug 7, 2024 · Team lift-out · derived
Modern Wealth Management, Llc reported 14 offices beyond its principal office, up from 9 (2024-05-15 to 2024-08-01)
Aug 1, 2024 · Office count change · derived
C & J Wealth Advisors's advisors moved to Modern Wealth Management, LLC (Knoxville, TN): 4 of 4 registered, on the same day
Jul 15, 2024 · Firm absorbed (people side) · derived
Daniel Thomas Henneghan left Modern Wealth Management, Llc for Citizens Securities, Inc. (registered 2024-03-20)
Apr 9, 2024 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/meet-modern-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
Website: modernwomen.aireportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 913-393-1000reportedpublic record, Form ADV, Jul 2, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $69.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026