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Registered advisor
C•••••••• E••••• W•••••••••
Feed of 09/15/2026
Also filed as C•••••••• E••••• W•••••••••
At current firm
8 y
since Sep 14, 2018
In the industry
30 y
since Sep 1, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Sep 14, 2018 · Harrisonburg, Va
- S•••••• W••••• P•••••••• L•• BD affiliatedFeb 1, 2013 to Sep 14, 2018 · Harrisonburg, Va
- L•• F•••••••• L•• BD affiliatedNov 2, 2010 to Jan 31, 2013 · Fort Mill, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedSep 15, 2008 to Nov 2, 2010 · Harrisonburg, Va
Moves
a registration end followed by a registration begin elsewhere
- S•••••• W••••• P•••••••• L•• to C••••••••• F•••••••• N••••••left Sep 14, 2018, registered Sep 14, 2018 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••left Jan 31, 2013, registered Feb 1, 2013 (1 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Nov 2, 2010, registered Nov 2, 2010 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address