RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Jul 1, 2015 · Wheaton, Il
- P•••••• I••••••••• M••••••••• L•• formerJul 27, 2011 to Nov 17, 2015 · Westmont, Il
- P•••••• M••••••••• I•• formerMar 7, 2005 to Oct 6, 2006 · Milwaukee, Wi
- P•••••• I••••••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Nov 17, 2015, registered Jul 1, 2015 (-139 days) · Other
- P•••••• M••••••••• I•• to P•••••• I••••••••• M••••••••• L••left Oct 6, 2006, registered Jul 27, 2011 (1755 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address