DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Baker Tilly Wealth Management, LLC

Wealth manager with institutional or fund businessMadison, WisconsinCRD 167811SEC 801-119352website IAPD

Latest filing Aug 28, 2026

First filing on the tape Jul 28, 2020 · 28 filings

SEC status approved since Aug 25, 2020

RAUM

$5.2B

reported, Item 5.F

Discretionary

55%

of RAUM

Private clients

25%

$1.3B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$200M

derived; firm RAUM over IAPD count

Employees

21 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

28 filings and snapshots on the tape

RAUM$5.2B as of Aug 28, 2026

Aug 30, 2021$2.4B then

HNW client RAUM$996M as of Aug 28, 2026

Aug 30, 2021$1.1B then

State-registered IARs (5.B.3)25 as of Aug 28, 2026

Aug 30, 202128 then

Employees (5.A)31 as of Aug 28, 2026

Aug 30, 202135 then

Private funds: no history

RAUM +18% over the last fiscal year+9.9% a year over threeIARs 22 to 25offices 9 to 8

Practice profile

derived from the filing of Aug 28, 2026; every figure names its basis

Archetypes, each a printed rule

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $200MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 21derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.7MderivedHNW RAUM over HNW clients
Average account: $1.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 55%derivedof RAUM
Institutional: 74%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.2derivedItem 5.A over advisors
Advisors per office: 2.9derived9 offices incl. principal (1.F.5)
RAUM growth, one year: +4.4%derivedbetween the last two annual amendments
Advisor growth, one year: +23%derivedItem 5.B.3 between annual amendments
Client growth, one year: -30%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
Custody: $118M, 85 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

State and municipal entities$3.3B63%
High-net-worth individuals$996M19%
Pension and profit-sharing plans$561M11%
Individuals$324M6.2%
Corporations and businesses$15.5M0.3%
Charitable organizations$171,8650.0%

Individual clients: 323reported
HNW clients: 214reported
Pension plan clients: 97reported
Charitable clients: 1reported
Accounts: 2,666reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: $118M for 85 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.25 fund_share=0.0 institutional_share=0.74 related_bd=true related_bank=false bd_reps=4.0derived

Advisors registered through the firm

26 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Barbara R Olson	Madison, Wi	Feb 16, 2017	9 y	1
Matthew Payne	Spring, Tx	Sep 26, 2019	10 y	2
Scott Craig BurackCertified Financial Planner	Newport Beach, Ca	Nov 5, 2020	26 y	3
Jeffrey Arthur Messer	Indianapolis, In	Dec 23, 2020	21 y	2
George Lee Bawcum	Indianapolis, In	Dec 23, 2020	20 y	2
Michael Blaise Geraty	Indianapolis, In	Dec 23, 2020	40 y	3
Mark Thomas Rochford	Indianapolis, In	Dec 23, 2020	34 y	2
Timothy Robert Sutton	Indianapolis, In	Dec 23, 2020	29 y	5
Zachary Ronald JaroCertified Financial Planner	Milwaukee, Wi	Mar 2, 2021	12 y	3
Evan Daniel HeathCertified Financial Planner	Madison, Wi	Mar 23, 2021	14 y	0
Kelly Lynn BaumbachCertified Financial Planner	Madison, Wi	Jul 22, 2021	26 y	3
Brittany Marie Sigh	Houston, Tx	Jul 30, 2021	11 y	0
Steven Michael Scharff	Madison, Wi	Sep 24, 2021	10 y	3
Melissa Santas PetersonChartered Financial Analyst	Madison, Wi	Dec 10, 2021	13 y	1
David Michael Dubrava	Madison, Wi	Jan 3, 2022	18 y	1
Jeremy M RobertChartered Financial Analyst	Madison, Wi	Jan 3, 2022	14 y	2
Timothy Edward HoleCertified Financial Planner	Tewksbury, Ma	Jan 3, 2022	11 y	2
Phillip Ray Mccollum	Madison, Wi	Jan 10, 2023	10 y	1
Jeremy Allen Smith	Madison, Wi	Jan 10, 2023	26 y	2
Charles Henry Goodmiller	Madison, Wi	Jan 11, 2023	35 y	2
William Francis GradyCertified Financial Planner	Milwaukee, Wi	Dec 20, 2023	21 y	0
Sarah Marie Murphy	Minneapolis, Mn	May 17, 2024	15 y	0
Richard Joseph Kirby	Madison, Wi	Oct 3, 2024	11 y	1
Raj Singh	Indianapolis, In	Jul 17, 2025	11 y	0
Kelsey Ann Kennedy	Nashville, Tn	Aug 1, 2025	12 y	2
Cortney Ann CostCertified Financial Planner	Nashville, Tn	Aug 7, 2025	12 y	1

Advisor movement

1 left, 0 joined in 12 months

net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 3.8% of current headcount8 left over 36 months

Left, latest

Quantrel Wes Hedrick to Box Financial Advisors, LLC
Mar 30, 2026 · Other
Alec Bruce Abbott to The Norden Group LLC
May 31, 2024 · RIA to RIA
Andres Esteban Guzman to Portside Wealth Group, LLC
Apr 22, 2024 · RIA to RIA
Christopher Sean Cox to Portside Wealth Group, LLC
Apr 22, 2024 · RIA to RIA
Jason Morgan Perkins to The Norden Group LLC
Apr 1, 2024 · RIA to RIA
Michael T Janis to Steelpeak Wealth, LLC
Jan 29, 2024 · RIA to RIA
Michael Anthony Dellisant to Wells Fargo Advisors
Jan 26, 2024 · RIA to wirehouse
David Levin to Wells Fargo Advisors
Jan 26, 2024 · RIA to wirehouse
Jerry Robert Sneed to Procyon
Jul 26, 2023 · RIA to RIA
Francis John Mckiernan to Procyon
Jul 26, 2023 · RIA to RIA
Jared Scott Neven to Sowell Management
Jul 19, 2023 · RIA to RIA
Maryanna Elizabeth Braun to Sowell Management
Jul 19, 2023 · RIA to RIA
Amanda Maria Diguiseppe to Procyon
Jun 26, 2023 · RIA to RIA
Christopher Mathew Sneed to Procyon
Jun 26, 2023 · RIA to RIA
John Allan Adams to J.P. Morgan Securities LLC
Feb 28, 2023 · RIA to wirehouse

Joined, latest

Cortney Ann Cost from Kraft Asset Management, LLC
Aug 7, 2025 · Other
Kelsey Ann Kennedy from Kraft Asset Management, LLC
Aug 1, 2025 · Other
Quantrel Wes Hedrick from Vanguard Advisers, Inc.
May 22, 2025 · Affiliated broker-dealer or bank to independent RIA
Richard Joseph Kirby from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Oct 3, 2024 · Wirehouse to independent RIA
Andres Esteban Guzman from Northwestern Mutual Investment Services,LLC
Feb 8, 2023 · Other
Charles Henry Goodmiller from Henry + Horne Wealth Management
Jan 11, 2023 · RIA to RIA
Jeremy Allen Smith from Henry + Horne Wealth Management
Jan 10, 2023 · RIA to RIA
Phillip Ray Mccollum from Henry + Horne Wealth Management
Jan 10, 2023 · RIA to RIA
David Michael Dubrava from Mfa Asset Management, LLC
Jan 3, 2022 · RIA to RIA
Timothy Edward Hole from Mfa Asset Management, LLC
Jan 3, 2022 · RIA to RIA
Jeremy M Robert from Mfa Asset Management, LLC
Jan 3, 2022 · RIA to RIA
Melissa Santas Peterson from Mfa Asset Management, LLC
Dec 10, 2021 · RIA to RIA
Steven Michael Scharff from Northland Asset Management
Sep 24, 2021 · RIA to RIA
Kelly Lynn Baumbach from Wealthspire Advisors
Jul 22, 2021 · RIA to RIA
John Allan Adams from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jul 7, 2021 · Wirehouse to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Portside Wealth Group, LLC
Apr 22, 2024 · Mountain View, Ca
2 left for Wells Fargo Advisors
Jan 26, 2024 · San Diego, Ca
2 left for Procyon
Jul 26, 2023 · New York, Ny
2 left for Sowell Management
Jul 19, 2023 · Houston, Tx
2 left for Procyon
Jun 26, 2023 · New York, Ny

2 joined from Kraft Asset Management, LLC
Aug 1, 2025 · Nashville, Tn
3 joined from Henry + Horne Wealth Management
Jul 15, 2022 · Scottsdale, Az · Firm absorbed
4 joined from Mfa Asset Management, LLC
Dec 10, 2021 · Tewksbury, Ma · Firm absorbed
2 joined from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jan 2, 2021 · Stamford, Ct
5 joined from Baker Tilly Investment Services
Dec 26, 2020 · Madison, Wi · Firm absorbed
5 joined from Squar Milner Financial Services, LLC
Dec 22, 2020 · Irvine, Ca · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Charles Droege · Chief Financial Officercontrol
since 06/2020 · owns less than 5%
Theresa Meiners · Vice Presidentcontrol
since 06/2024 · owns less than 5%
R Barbara Olson · Chief Compliance Officercontrol
since 02/2017 · owns less than 5%
Kevin Simmerman · Chief Operating Officercontrol
since 06/2020 · owns less than 5%
Francis Thomas Walker · Presidentcontrol
since 06/2024 · owns less than 5%

Entity owners

Baker Tilly Advisory Group, LP · Managing Member
direct · owns 75% or more
Baker Tilly Advisory Group Intermediate, LP · Limited Partner
indirect · owns 75% or more of Baker Tilly Advisory Group, LP
Baker Tilly Advisory Group Parent, LP · Limited Partner
indirect · owns 75% or more of Baker Tilly Advisory Group Intermediate, LP
H&F Waterloo Aiv II, L.P. · Limited Partner
indirect · owns 25% to 50% of H&F Waterloo Holdings, L.P.
H&F Waterloo Holdings, Inc. · Limited Partner
indirect · owns 75% or more of H&F Waterloo Aiv II, L.P.
H&F Waterloo Holdings, L.P. · Limited Partner
indirect · owns 25% to 50% of Baker Tilly Advisory Group Parent, LP
Hellman & Friedman Capital Partners X (Parallel), L.P. · Limited Partner
indirect · owns 25% to 50% of H&F Waterloo Holdings, Inc.
Hellman & Friedman Capital Partners X, L.P. · Limited Partner
indirect · owns 25% to 50% of H&F Waterloo Holdings, L.P.

Related persons

Schedule D 7.A

Baker Tilly Capital, LLC
broker-dealern
Baker Tilly Municipal Advisors, LLC
n
Baker Tilly US Llp
insurancey
Baker Tilly Vantagen, LLC
real estaten
Bt Rei Manager, LLC
pooled vehicle sponsorn

Advisers that list Baker Tilly Wealth Management, LLC as a related person

300822 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Left
Madison, Wi · principal	14	1
Indianapolis, In	6	0
Tewksbury, Ma	5	0
Nashville, Tn	2	0
Milwaukee, Wi	2	0
Tempe, Az	2	0
Irvine, Ca	1	0
Los Angeles, Ca	0	0
San Diego, Ca	0	0
Mountain View, Ca	0	0

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 4 since 2015, 0 in 24 monthsderived
Advisors acquired: 17derived
Still registered after 90 days: 76% of 17derived
After 180 days: 94% of 17derived
After 365 days: 100% of 17derived
After 730 days: 100% of 17derived
Team lift-outs after: 8derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Indianapolis, IN5 employees
Tewksbury, MA4 employees
Scottsdale, AZ2 employees
Tempe, AZ2 employees
Spring, TX1 employees
Minneapolis, MN1 employees
Houston, TX1 employees
Milwaukee, WI1 employees
East Lansing, MI1 employees

ADV anomalies

4 against comparable advisers; where to look, not conclusions

high institutional concentrationStatic outlier · filing Aug 28, 2026
institutional share of RAUM of 74% against a peer median of 4% (289 comparable advisers, 99.0th percentile, 13.8 robust deviations)
peers: independent wealth managers, $5B to $20B (289) · 99% percentile
control person changedChange between filings · filing Aug 28, 2026
DROEGE, CHARLES (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-06-28 and 2026-08-28
peers: independent wealth managers, $5B to $20B (289)
custody status changedChange between filings · filing Aug 28, 2026
custody of client assets (Item 9.A): no on the filing of 2026-01-15, yes on the filing of 2026-08-28
peers: independent wealth managers, $5B to $20B (289)
clients down average size upCombination · filing Jan 15, 2026
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $4,408,957,456 to $4,601,242,128, advisors 22 to 27, private clients 583 to 409, offices 9 to 8 (2025-03-26 to 2026-01-15)
peers: independent wealth managers, $5B to $20B (289)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 2,165 to 2,666
Jan 15, 2026 to Aug 28, 2026
Charity clients · 0 to 1
Jan 15, 2026 to Aug 28, 2026
Corporate clients · 2 to 5
Jan 15, 2026 to Aug 28, 2026
HNW clients · 158 to 214
Jan 15, 2026 to Aug 28, 2026
Individual clients · 251 to 323
Jan 15, 2026 to Aug 28, 2026
Pension plan clients · 79 to 97
Jan 15, 2026 to Aug 28, 2026
Assets in custody · unset to 117708633.0
Jan 15, 2026 to Aug 28, 2026
Custody of client assets · false to true
Jan 15, 2026 to Aug 28, 2026
Employees · 32 to 31
Jan 15, 2026 to Aug 28, 2026
Financial planning clients · More than 500 to 251-500
Jan 15, 2026 to Aug 28, 2026
State-registered IARs · 27 to 25
Jan 15, 2026 to Aug 28, 2026
Discretionary RAUM · $2.2B to $2.9B
Jan 15, 2026 to Aug 28, 2026
HNW RAUM · $665M to $996M
Jan 15, 2026 to Aug 28, 2026
Individual RAUM · $208M to $324M
Jan 15, 2026 to Aug 28, 2026
Non-discretionary RAUM · $2.4B to $2.3B
Jan 15, 2026 to Aug 28, 2026
Pension RAUM · $382M to $561M
Jan 15, 2026 to Aug 28, 2026
RAUM · $4.6B to $5.2B
Jan 15, 2026 to Aug 28, 2026
Assets in custody · 7483951.0 to unset
Aug 29, 2025 to Sep 26, 2025
Custody of client assets · true to false
Aug 29, 2025 to Sep 26, 2025
Other offices · 9 to 8
Aug 29, 2025 to Sep 26, 2025
Advisory employees · 15 to 21
Jul 25, 2025 to Aug 29, 2025
Assets in custody · unset to 7483951.0
Jul 25, 2025 to Aug 29, 2025
Custody of client assets · false to true
Jul 25, 2025 to Aug 29, 2025
Employees · 28 to 32
Jul 25, 2025 to Aug 29, 2025
State-registered IARs · 26 to 27
Jul 25, 2025 to Aug 29, 2025
Accounts · 2,304 to 2,165
Mar 26, 2025 to Jul 25, 2025
Advisory employees · 16 to 15
Mar 26, 2025 to Jul 25, 2025
Charity clients · 1 to 0
Mar 26, 2025 to Jul 25, 2025
Corporate clients · 8 to 2
Mar 26, 2025 to Jul 25, 2025
HNW clients · 284 to 158
Mar 26, 2025 to Jul 25, 2025
Individual clients · 299 to 251
Mar 26, 2025 to Jul 25, 2025
Pension plan clients · 75 to 79
Mar 26, 2025 to Jul 25, 2025
Pooled vehicle clients · unset to 0.0
Mar 26, 2025 to Jul 25, 2025
Assets in custody · 5588088.0 to unset
Mar 26, 2025 to Jul 25, 2025
Custody of client assets · true to false
Mar 26, 2025 to Jul 25, 2025
Employees · 27 to 28
Mar 26, 2025 to Jul 25, 2025
Financial planning clients · 51-100 to More than 500
Mar 26, 2025 to Jul 25, 2025
State-registered IARs · 22 to 26
Mar 26, 2025 to Jul 25, 2025
Discretionary RAUM · $2.2B to $2.2B
Mar 26, 2025 to Jul 25, 2025
HNW RAUM · $1.0B to $665M
Mar 26, 2025 to Jul 25, 2025

Signals

35 dated events

Quantrel Wes Hedrick left Baker Tilly Wealth Management, Llc for Box Financial Advisors, Llc (registered 2026-04-16)
Mar 30, 2026 · Advisor changed firm · fact
2 advisors left Kraft Asset Management, LLC (Nashville, TN) for Baker Tilly Wealth Management, LLC on the same day
Aug 1, 2025 · Team lift-out · derived
Baker Tilly Wealth Management, Llc reported 9 offices beyond its principal office, down from 14 (2024-02-21 to 2024-06-28)
Jun 28, 2024 · Office count change · derived
Joseph O'Neill (President) no longer on Schedule A of Baker Tilly Wealth Management, Llc (listed 2024-02-21, absent 2024-06-28)
Jun 28, 2024 · Control person left · inference
Jere Shawver (Vice President) no longer on Schedule A of Baker Tilly Wealth Management, Llc (listed 2024-02-21, absent 2024-06-28)
Jun 28, 2024 · Control person left · inference
Francis Thomas Walker (President) appeared on Schedule A of Baker Tilly Wealth Management, Llc
Jun 28, 2024 · Control person joined · fact
Theresa Meiners (Vice President) appeared on Schedule A of Baker Tilly Wealth Management, Llc
Jun 28, 2024 · Control person joined · fact
Alec Bruce Abbott left Baker Tilly Wealth Management, Llc for The Norden Group Llc (registered 2024-05-31)
May 31, 2024 · Advisor changed firm · fact
Andres Esteban Guzman left Baker Tilly Wealth Management, Llc for Portside Wealth Group, Llc (registered 2024-07-15)
Apr 22, 2024 · Advisor changed firm · fact
Christopher Sean Cox left Baker Tilly Wealth Management, Llc for Portside Wealth Group, Llc (registered 2024-05-22)
Apr 22, 2024 · Advisor changed firm · fact
2 advisors left Baker Tilly Wealth Management, LLC (Mountain View, CA) for Portside Wealth Group, LLC on the same day
Apr 22, 2024 · Team lift-out · derived
Jason Morgan Perkins left Baker Tilly Wealth Management, Llc for The Norden Group Llc (registered 2024-04-03)
Apr 1, 2024 · Advisor changed firm · fact
Michael T Janis left Baker Tilly Wealth Management, Llc for Steelpeak Wealth, Llc (registered 2024-01-30)
Jan 29, 2024 · Advisor changed firm · fact
David Levin left Baker Tilly Wealth Management, Llc for Wells Fargo Advisors (registered 2024-01-29)
Jan 26, 2024 · Advisor changed firm · fact
Michael Anthony Dellisant left Baker Tilly Wealth Management, Llc for Wells Fargo Advisors (registered 2024-01-29)
Jan 26, 2024 · Advisor changed firm · fact
2 advisors left Baker Tilly Wealth Management, LLC (San Diego, CA) for Wells Fargo Advisors on the same day
Jan 26, 2024 · Team lift-out · derived
Francis John Mckiernan left Baker Tilly Wealth Management, Llc for Procyon (registered 2023-06-27)
Jul 26, 2023 · Advisor changed firm · fact
Jerry Robert Sneed left Baker Tilly Wealth Management, Llc for Procyon (registered 2023-06-27)
Jul 26, 2023 · Advisor changed firm · fact
2 advisors left Baker Tilly Wealth Management, LLC (New York, NY) for Procyon on the same day
Jul 26, 2023 · Team lift-out · derived
Jared Scott Neven left Baker Tilly Wealth Management, Llc for Sowell Management (registered 2023-07-19)
Jul 19, 2023 · Advisor changed firm · fact
Maryanna Elizabeth Braun left Baker Tilly Wealth Management, Llc for Sowell Management (registered 2023-07-19)
Jul 19, 2023 · Advisor changed firm · fact
2 advisors left Baker Tilly Wealth Management, LLC (Houston, TX) for Sowell Management on the same day
Jul 19, 2023 · Team lift-out · derived
Amanda Maria Diguiseppe left Baker Tilly Wealth Management, Llc for Procyon (registered 2023-06-27)
Jun 26, 2023 · Advisor changed firm · fact
Christopher Mathew Sneed left Baker Tilly Wealth Management, Llc for Procyon (registered 2023-06-27)
Jun 26, 2023 · Advisor changed firm · fact
2 advisors left Baker Tilly Wealth Management, LLC (New York, NY) for Procyon on the same day
Jun 26, 2023 · Team lift-out · derived
John Allan Adams left Baker Tilly Wealth Management, Llc for J.P. Morgan Securities Llc (registered 2023-05-02)
Feb 28, 2023 · Advisor changed firm · fact
John Thomas Harrington left Baker Tilly Wealth Management, Llc for Fairbanks Capital Management, Inc. (registered 2023-03-10)
Feb 28, 2023 · Advisor changed firm · fact
Faiez Ahmed left Baker Tilly Wealth Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-12-15)
Dec 16, 2022 · Advisor changed firm · fact
Baker Tilly Wealth Management, Llc reported RAUM $3.9B, up 26% from $3.1B (2021-12-22 to 2022-08-30)
Aug 30, 2022 · RAUM change · derived
Henry + Horne Wealth Management's advisors moved to Baker Tilly Wealth Management, LLC (Scottsdale, AZ): 3 of 4 registered, on the same day
Jul 15, 2022 · Firm absorbed (people side) · derived

Across DFX

shared identifiers only, never a name match

Baker Tilly Wealth Management, LLC · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Website: bakertilly.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 833-761-0673reportedpublic record, Form ADV, Aug 28, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: $200Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026