RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•• S••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Aug 27, 2019 · Houston, Tx
- D••••••• C•••••• M••••••••• A•••••••• I•• formerJan 5, 2010 to May 30, 2013 · Philadelphia, Pa
- L•••••• F•••••••• D••••••••• I••• unclassifiedJun 19, 2003 to Dec 31, 2009 · Houston, Tx
- I•••••• A•• P•••••• A•••• M••••••••• I••• unclassifiedJun 5, 2002 to May 19, 2003 · Houston, Tx
- D••••••• C•••••• M••••••••• A•••••••• I•• to B•••••••• I••••••••• M••••••••• L••left May 30, 2013, registered Aug 27, 2019 (2280 days) · Other
- L•••••• F•••••••• D••••••••• I••• to D••••••• C•••••• M••••••••• A•••••••• I••left Dec 31, 2009, registered Jan 5, 2010 (5 days) · Other
- I•••••• A•• P•••••• A•••• M••••••••• I••• to L•••••• F•••••••• D••••••••• I•••left May 19, 2003, registered Jun 19, 2003 (31 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address