J•••••• M•••••• Z•••••

• O•••• W•••••• I••• BD affiliated current
  since Sep 1, 2023 · Boynton Beach, Fl
• S•••••••• F••••••••• I••• former
  Dec 17, 2020 to Sep 1, 2023 · Phoenix, Az
• M•• I•••••••• S•••••••• L•• BD affiliated
  Nov 6, 2003 to Dec 18, 2020 · Cleveland, Oh

• S•••••••• F••••••••• I••• to O•••• W•••••• I•••
  left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
• M•• I•••••••• S•••••••• L•• to S•••••••• F••••••••• I•••
  left Dec 18, 2020, registered Dec 17, 2020 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address