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Registered advisor
B•••• J••• A••••••••
Feed of 09/14/2026
Also filed as Brian J Addington
At current firm
3 y
since Apr 25, 2023
In the industry
28 y
since May 1, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Apr 25, 2023 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerSep 11, 2020 to May 18, 2023 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Sep 15, 2020 · San Francisco, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 20, 2006 to Oct 23, 2009 · San Francisco, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJul 18, 2001 to Nov 21, 2006 · Redwood City, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• P•••••• W••••• A••••••• L•• to R•• C•••••• M••••••• L••left May 18, 2023, registered Apr 25, 2023 (-23 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••left Sep 15, 2020, registered Sep 11, 2020 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Nov 21, 2006, registered Nov 20, 2006 (-1 days) · Other
Signals
- B•••• J••• A•••••••• left J••• M••••• P•••••• W••••• A••••••• L•• for R•• C•••••• M••••••• L•• (registered 2023-04-25)May 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address