RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••••• S••••
- T•• A•••••••• I••• BD affiliated currentsince Mar 13, 2026 · Summit, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 27, 2016 to Mar 11, 2026 · Chicago, Il
- L•••• A•••••••• I••• unclassifiedDec 10, 2015 to Dec 31, 2018 · Chicago, Il
- M•• I•••••••• S•••••••• L•• to T•• A•••••••• I•••left Mar 11, 2026, registered Mar 13, 2026 (2 days) · Affiliated broker-dealer or bank to another
- L•••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 31, 2018, registered Jan 27, 2016 (-1069 days) · Other · moved with a team
- M•••••• J•••••• S•••• left M•• I•••••••• S•••••••• L•• for T•• A•••••••• I••• (registered 2026-03-13)Mar 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address