RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• J••••• A••••••
- E•• F•••••••• A••••••• independent RIA currentsince Apr 5, 2021 · Boca Raton, Fl
- H•••••• T••••••• • K•••• L•• independent RIAAug 11, 2010 to Mar 2, 2017 · Norwalk, Ct
- E•• F•••••••• A••••••• independent RIAAug 11, 2009 to Aug 6, 2010 · New York, Ny
- S••••••• I••••••••• I••• formerFeb 9, 2007 to Oct 15, 2008 · New York, Ny
- H•••••• T••••••• • K•••• L•• to E•• F•••••••• A•••••••left Mar 2, 2017, registered Apr 5, 2021 (1495 days) · Other
- E•• F•••••••• A••••••• to H•••••• T••••••• • K•••• L••left Aug 6, 2010, registered Aug 11, 2010 (5 days) · Other
- S••••••• I••••••••• I••• to E•• F•••••••• A•••••••left Oct 15, 2008, registered Aug 11, 2009 (300 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address