RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W••••••••• A••••••• independent RIA currentsince Jan 6, 2021 · Potomac, Md
- W••••••••• A••••••• formerApr 5, 2016 to Dec 31, 2020 · Potomac, Md
- H••••••• W••••• M••••••••• L•• formerDec 23, 2013 to Sep 1, 2015 · Rockville, Md
- C•••••• I••••••••• A••••••• independent RIAJan 12, 2005 to Jan 11, 2012 · Washington, Dc
- G•••••• I••••••••• A••••••• L• unclassifiedNov 28, 2000 to Feb 13, 2003 · Hunt Valley, Md
- W••••••••• A••••••• to W••••••••• A•••••••left Dec 31, 2020, registered Jan 6, 2021 (6 days) · corporate re-registration, not a move
- H••••••• W••••• M••••••••• L•• to W••••••••• A•••••••left Sep 1, 2015, registered Apr 5, 2016 (217 days) · Other · moved with a team
- C•••••• I••••••••• A••••••• to H••••••• W••••• M••••••••• L••left Jan 11, 2012, registered Dec 23, 2013 (712 days) · Other
- G•••••• I••••••••• A••••••• L• to C•••••• I••••••••• A•••••••left Feb 13, 2003, registered Jan 12, 2005 (699 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address