DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Capital Investment Advisors
Legal name Capital Investment Advisors, Inc.
Latest filing Jun 11, 2026
First filing on the tape Feb 10, 2017 · 35 filings
SEC status approved since Feb 27, 2017
RAUM
$302M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
94%
$284M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$50.4M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$302M as of Jun 11, 2026
Oct 26, 2017$138M then
HNW client RAUM$172M as of Jun 11, 2026
Oct 26, 2017$21.1M then
State-registered IARs (5.B.3)6 as of Jun 11, 2026
Oct 26, 20174 then
Employees (5.A)11 as of Jun 11, 2026
Oct 26, 201711 then
Private funds: no history
RAUM -20% over the last fiscal year+2.1% a year over threeIARs 4 to 6
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $50.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 70derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $213,458derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 5.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -25%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$172M57%
- Individuals$111M37%
- Pension and profit-sharing plans$10.8M3.6%
- Charitable organizations$7.1M2.3%
- Corporations and businesses$726,2490.2%
- Individual clients
- 338reported
- HNW clients
- 79reported
- Pension plan clients
- 6reported
- Charitable clients
- 1reported
- Accounts
- 1,416reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Edward Girouard | Washington D.C., Dc | Oct 18, 1999 | 42 y | 1 |
| Marjorie Ann Opalski | Easton, Md | Nov 11, 2016 | 29 y | 2 |
| Patrick Johnson | Washington D.C., Dc | Nov 21, 2019 | 13 y | 0 |
| Dionne Cornelius Thompson | Washington D.C., Dc | Jan 12, 2022 | 23 y | 4 |
| Robert Joseph Brinkman | Washington D.C., Dc | Jan 1, 2025 | 13 y | 0 |
| Michael Jozef Opalski | Easton, Md | Jan 12, 2026 | 22 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Samuel Power Boyd to Mariner IndependentSep 25, 2024 · RIA to RIA
- Naima Nefertari Barnes Bush to EllevestApr 2, 2024 · RIA to RIA
- Douglas Mcmorris Brown to CorientAug 5, 2022 · RIA to RIA
- Matthew Trogdon to Craftwork Capital LLCSep 3, 2021 · RIA to a state-registered adviser
- Thomas Arnold Bucklin to Cambridge Investment Research Advisors, Inc.Mar 29, 2019 · RIA to affiliated broker-dealer or bank
- Guy Robert X. Middleton to Wealthcrest Financial Services, LLCSep 2, 2014 · Other
- Howard Paul Offit to Highline Wealth Management, LLCJan 11, 2012 · Other
- Dionne Cornelius Thompson to Edelman Financial Services, LLCJul 12, 2011 · Other
- Konstantin Rusin to Morgan StanleyApr 20, 2011 · Other
- Kenneth Joseph Elkins to Qa3 Financial LLCDec 2, 2005 · Other
- Amy Beth Seltzer to Qa3 Financial LLCDec 2, 2005 · Other
- Brian Thomas Hennaman to Qa3 Financial LLCDec 2, 2005 · Other
- Andrew Hunter Walker to Qa3 Financial LLCDec 2, 2005 · Other
- Michael James Thaler to Qa3 Financial LLCDec 2, 2005 · Other
- David Bernard Saunders to Qa3 Financial LLCDec 2, 2005 · Other
Joined, latest
- Michael Jozef Opalski from H. Beck, Inc.Jan 12, 2026 · Other
- Dionne Cornelius Thompson from Edelman Financial EnginesJan 12, 2022 · RIA to RIA
- Marjorie Ann Opalski from Cetera Advisors LLCNov 11, 2016 · Other
- Samuel Power Boyd from LPL Financial LLCFeb 22, 2013 · Other
- Konstantin Rusin from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 26, 2009 · Other
- Howard Paul Offit from Gateway Investment Advisers LPJan 12, 2005 · Other
- William Thomas Saunders from Voya Financial Advisors, Inc.Dec 10, 2004 · Other
- Dionne Cornelius Thompson from Lincoln Financial Distributors, Inc.Jul 16, 2004 · Other
- Joyce Michele Cool from Transamerica Financial Advisors, LLCOct 24, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Power Samuel Boyd · Senior Vice Presidentcontrolsince 01/2019 · owns less than 5%
- Marie Colleen Girouard · Secretary & Treasurercontrolsince 03/1998 · owns less than 5%
- Edward John Girouard · President, Ceo, Ccocontrolsince 03/1998 · owns less than 5%
- Allen Richard Weinberg · Executive Vice President, Cfocontrolsince 05/2001 · owns less than 5%
- Edward John Girouard · Ownercontrolsince 03/1998 · owns 75% or more of Capital Asset Management Group, Inc.
Entity owners
- Capital Asset Management Group, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Agi Financial Services, Inc.real estaten
- Capital Insurance Group Companies, Inc.real estaten
- Richard A Weinberg, Cpainsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Washington Dc, Dc | 5 | 1 | 0 | ||
| Easton, Md | 2 | 1 | 0 | ||
| Bethesda, Md | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Wrap assets (manager) · unset to 0.0Feb 26, 2026 to Apr 16, 2026
- Wrap assets (sponsor) · unset to 0.0Feb 26, 2026 to Apr 16, 2026
- Advisory employees · 5 to 6Sep 25, 2025 to Feb 26, 2026
- BD registered reps · 4 to 5Sep 25, 2025 to Feb 26, 2026
- Employees · 10 to 11Sep 25, 2025 to Feb 26, 2026
- State-registered IARs · 5 to 6Sep 25, 2025 to Feb 26, 2026
- Accounts · 1,930 to 1,416Jun 18, 2025 to Sep 25, 2025
- Advisory employees · 4 to 5Jun 18, 2025 to Sep 25, 2025
- BD registered reps · 3 to 4Jun 18, 2025 to Sep 25, 2025
- Charity clients · 3 to 1Jun 18, 2025 to Sep 25, 2025
- Corporate clients · 5 to 3Jun 18, 2025 to Sep 25, 2025
- HNW clients · 95 to 79Jun 18, 2025 to Sep 25, 2025
- Individual clients · 461 to 338Jun 18, 2025 to Sep 25, 2025
- Pension plan clients · 30 to 6Jun 18, 2025 to Sep 25, 2025
- Employees · 11 to 10Jun 18, 2025 to Sep 25, 2025
- Financial planning clients · 26-50 to 11-25Jun 18, 2025 to Sep 25, 2025
- State-registered IARs · 3 to 5Jun 18, 2025 to Sep 25, 2025
- Discretionary RAUM · $363M to $287MJun 18, 2025 to Sep 25, 2025
- HNW RAUM · $186M to $172MJun 18, 2025 to Sep 25, 2025
- Individual RAUM · $145M to $111MJun 18, 2025 to Sep 25, 2025
- Pension RAUM · $35.2M to $10.8MJun 18, 2025 to Sep 25, 2025
- RAUM · $378M to $302MJun 18, 2025 to Sep 25, 2025
- Advisory employees · 5 to 4Sep 30, 2024 to Jun 18, 2025
- BD registered reps · 4 to 3Sep 30, 2024 to Jun 18, 2025
- Employees · 12 to 11Sep 30, 2024 to Jun 18, 2025
- Financial planning clients · 26-50 to 26-50Sep 30, 2024 to Jun 18, 2025
- State-registered IARs · 4 to 3Sep 30, 2024 to Jun 18, 2025
- Accounts · 1,969 to 1,930Apr 2, 2024 to Sep 30, 2024
- Advisory employees · 6 to 5Apr 2, 2024 to Sep 30, 2024
- BD registered reps · 5 to 4Apr 2, 2024 to Sep 30, 2024
- Corporate clients · 6 to 5Apr 2, 2024 to Sep 30, 2024
- HNW clients · 59 to 95Apr 2, 2024 to Sep 30, 2024
- Individual clients · 534 to 461Apr 2, 2024 to Sep 30, 2024
- Pension plan clients · 25 to 30Apr 2, 2024 to Sep 30, 2024
- Employees · 13 to 12Apr 2, 2024 to Sep 30, 2024
- Discretionary RAUM · $300M to $363MApr 2, 2024 to Sep 30, 2024
- HNW RAUM · $105M to $186MApr 2, 2024 to Sep 30, 2024
- Individual RAUM · $170M to $145MApr 2, 2024 to Sep 30, 2024
- Non-discretionary RAUM · $12.4M to $15.3MApr 2, 2024 to Sep 30, 2024
- Pension RAUM · $27.3M to $35.2MApr 2, 2024 to Sep 30, 2024
Signals
9 dated events
- Samuel Power Boyd left Capital Investment Advisors for Mariner Independent (registered 2024-09-10)Sep 25, 2024 · Advisor changed firm · fact
- Naima Nefertari Barnes Bush left Capital Investment Advisors for Ellevest (registered 2024-05-01)Apr 2, 2024 · Advisor changed firm · fact
- Douglas Mcmorris Brown left Capital Investment Advisors for Corient (registered 2025-07-17)Aug 5, 2022 · Advisor changed firm · fact
- Tarkington Hilary Stowers (Chief Compliance Officer) no longer on Schedule A of Capital Investment Advisors (listed 2022-01-21, absent 2022-03-18)Mar 18, 2022 · Control person left · inference
- Elizabeth Catherine Crumley (Coo) no longer on Schedule A of Capital Investment Advisors (listed 2021-11-09, absent 2022-01-14)Jan 14, 2022 · Control person left · inference
- Tarkington Hilary Stowers (Chief Compliance Officer) appeared on Schedule A of Capital Investment AdvisorsMar 24, 2021 · Control person joined · fact
- Elizabeth Catherine Crumley (Coo) appeared on Schedule A of Capital Investment AdvisorsSep 24, 2019 · Control person joined · fact
- Power Samuel Boyd (Senior Vice President) appeared on Schedule A of Capital Investment AdvisorsSep 24, 2019 · Control person joined · fact
- Capital Investment Advisors filed its initial SEC registration (Form ADV)Feb 10, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- camg@capitalamg.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 240-482-4000reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 240-482-4001reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/capital-asset-management-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CAPITALAMG.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 240-482-4000reportedpublic record, Form ADV, Jun 11, 2026
- Contact form
- capitalamg.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026