DFX Intelligence
RIA Intelligence
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Registered advisor
T••• J•••• R•••••••
Feed of 09/14/2026
At current firm
2 y
since Jun 20, 2024
In the industry
24 y
since Aug 8, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• W••••• A••••••• BD affiliated currentsince Jun 20, 2024 · Slidell, La
- L•• F•••••••• L•• BD affiliatedMay 7, 2007 to Jun 25, 2024 · Mandeville, La
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••••• W••••• A•••••••left Jun 25, 2024, registered Jun 20, 2024 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- T••• J•••• R••••••• left L•• F•••••••• L•• for A••••••• W••••• A••••••• (registered 2024-06-20)Jun 25, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address