RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• D••••• A••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Mar 1, 2022 · Asheville, Nc
- A•••••••• W••••• M••••••••• I••• formerApr 1, 2004 to Feb 25, 2022 · Asheville, Nc
- A•••••••• W••••• M••••••••• I••• formerSep 2, 2003 to Oct 27, 2003 · Asheville, Nc
- S•••• F•••••••• S•••••••• I••• unclassifiedApr 25, 2003 to Dec 31, 2003 · Asheville, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 7, 1997 to Apr 28, 2003 · Hendersonville, Nc
- A•••••••• W••••• M••••••••• I••• to B••••• P••••• A•••••••• L••left Feb 25, 2022, registered Mar 1, 2022 (4 days) · RIA to RIA · moved with a team
- S•••• F•••••••• S•••••••• I••• to A•••••••• W••••• M••••••••• I•••left Dec 31, 2003, registered Sep 2, 2003 (-120 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••• F•••••••• S•••••••• I•••left Apr 28, 2003, registered Apr 25, 2003 (-3 days) · Other
- L•••• D••••• A•••• left A•••••••• W••••• M••••••••• I••• for B••••• P••••• A•••••••• L•• (registered 2022-03-01)Feb 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address