DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ann Margaret Johnson
Feed of 09/14/2026
Also filed as Ann Margaret Johnson
At current firm
7 y
since Feb 28, 2019
In the industry
18 y
since May 20, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Investment Advisors, LLC other currentsince Feb 28, 2019 · Lincroft, Nj
- Independent Financial Partners BD affiliatedApr 6, 2017 to Feb 19, 2019 · Tampa, Fl
- J. W. Cole Advisors, Inc. BD affiliatedJan 28, 2016 to Mar 24, 2017 · Tampa, Fl
- Mutual Trust Asset Mgmt., Inc. independent RIAApr 19, 2012 to Mar 4, 2016 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Partners to World Investment Advisors, LLCleft Feb 19, 2019, registered Feb 28, 2019 (9 days) · Affiliated broker-dealer or bank to another
- J. W. Cole Advisors, Inc. to Independent Financial Partnersleft Mar 24, 2017, registered Apr 6, 2017 (13 days) · Other
- Mutual Trust Asset Mgmt., Inc. to J. W. Cole Advisors, Inc.left Mar 4, 2016, registered Jan 28, 2016 (-36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address