RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• W•••• L••••••
- S••••••• W••••• M••••••••• L•• independent RIA currentsince Jun 5, 2025 · Lancaster, Pa
- M••••••••• W••••• A•••••••• L•• asset managerApr 28, 2022 to Jul 17, 2026 · Scottsdale, Az
- H••••••• F••••••••• L••• unclassifiedSep 13, 2018 to Dec 21, 2023 · Johnstown, Pa
- M••••••••• W••••• A•••••••• L•• to S••••••• W••••• M••••••••• L••left Jul 17, 2026, registered Jun 5, 2025 (-407 days) · Other · moved with a team
- H••••••• F••••••••• L••• to M••••••••• W••••• A•••••••• L••left Dec 21, 2023, registered Apr 28, 2022 (-602 days) · Other
- D••••• W•••• L•••••• left M••••••••• W••••• A•••••••• L•• for S••••••• W••••• M••••••••• L•• (registered 2025-06-05)Jul 17, 2026 · Advisor changed firm · fact
- D••••• W•••• L•••••• left H••••••• F••••••••• L••• for M••••••••• W••••• A•••••••• L•• (registered 2022-04-28)Dec 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address