DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sequinox Wealth Management, LLC
Latest filing Aug 11, 2026
First filing on the tape Apr 28, 2025 · 4 filings
SEC status approved since May 28, 2025
RAUM
$160M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$154M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$40.0M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$160M as of Aug 11, 2026
Apr 28, 2025$0 then
HNW client RAUM$46.0M as of Aug 11, 2026
Sep 22, 2025$14.4M then
State-registered IARs (5.B.3)3 as of Aug 11, 2026
Apr 28, 20253 then
Employees (5.A)7 as of Aug 11, 2026
Apr 28, 20257 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $40.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 189derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $103,226derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$108M67%
- High-net-worth individuals$46.0M29%
- Corporations and businesses$6.0M3.8%
- Charitable organizations$200,0000.1%
- Individual clients
- 727reported
- HNW clients
- 30reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 1,550reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew J LeboCertified Financial Planner | Lancaster, Pa | Jun 4, 2025 | 17 y | 5 |
| Teressa Dawn Beard | Lancaster, Pa | Jun 4, 2025 | 11 y | 2 |
| Joseph Daniel WirbickCertified Financial Planner | Lancaster, Pa | Jun 4, 2025 | 25 y | 6 |
| Donald Wayne Lamison | Lancaster, Pa | Jun 5, 2025 | 28 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Donald Wayne Lamison from Mulholland Wealth Advisors, LLCJun 5, 2025 · Other
- Matthew J Lebo from Mulholland Wealth Advisors, LLCJun 4, 2025 · Other
- Teressa Dawn Beard from Mulholland Wealth Advisors, LLCJun 4, 2025 · Other
- Joseph Daniel Wirbick from Mulholland Wealth Advisors, LLCJun 4, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Mulholland Wealth Advisors, LLCJul 17, 2026 · Johnstown, Pa · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lancaster, Pa · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Insurance-licensed employees · 3 to 0Feb 20, 2026 to Aug 11, 2026
- Accounts · 1,586 to 1,550Sep 22, 2025 to Feb 20, 2026
- Advisory employees · 2 to 3Sep 22, 2025 to Feb 20, 2026
- HNW clients · 8 to 30Sep 22, 2025 to Feb 20, 2026
- Individual clients · 805 to 727Sep 22, 2025 to Feb 20, 2026
- Insurance-licensed employees · 0 to 3Sep 22, 2025 to Feb 20, 2026
- Discretionary RAUM · $152M to $160MSep 22, 2025 to Feb 20, 2026
- HNW RAUM · $14.4M to $46.0MSep 22, 2025 to Feb 20, 2026
- Individual RAUM · $130M to $108MSep 22, 2025 to Feb 20, 2026
- RAUM · $152M to $160MSep 22, 2025 to Feb 20, 2026
- Accounts · 0 to 1,586Apr 28, 2025 to Sep 22, 2025
- Charity clients · unset to 2.0Apr 28, 2025 to Sep 22, 2025
- Corporate clients · unset to 2.0Apr 28, 2025 to Sep 22, 2025
- HNW clients · unset to 8.0Apr 28, 2025 to Sep 22, 2025
- Individual clients · unset to 805.0Apr 28, 2025 to Sep 22, 2025
- Financial planning clients · 0 to 251-500Apr 28, 2025 to Sep 22, 2025
- Discretionary RAUM · $0 to $152MApr 28, 2025 to Sep 22, 2025
- HNW RAUM · unset to 14432948.0Apr 28, 2025 to Sep 22, 2025
- Individual RAUM · unset to 130351230.0Apr 28, 2025 to Sep 22, 2025
- RAUM · $0 to $152MApr 28, 2025 to Sep 22, 2025
Signals
1 dated events
- Mulholland Wealth Advisors, LLC's advisors moved to Sequinox Wealth Management, LLC (Johnstown, PA): 4 of 7 registered, on the same dayJul 17, 2026 · Firm absorbed (people side) · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 717-397-7957reportedpublic record, Form ADV, Aug 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026