DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• J• B••••••••

S••• W••••• A•••••••formerManalapan, Nj IA-onlyIAPD 2887921

Feed of 09/14/2026

Also filed as B•••• Jay B••••••••

At current firm

0 y

since Mar 4, 2026

In the industry

13 y

since May 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••• W••••• A••••••• former current
since Mar 4, 2026 · Manalapan, Nj
O•••• W•••••• I••• BD affiliated
Nov 14, 2023 to May 2, 2024 · Mount Laurel, Nj
T••••• C•••••• M••••••••• L•• independent RIA
Mar 18, 2019 to Jun 8, 2023 · Fort Washington, Pa
R• W••••• former
Dec 8, 2017 to Apr 24, 2018 · Wayne, Pa
B••• I••••••••• S•••••••• I••• former
May 5, 2016 to Oct 5, 2017 · Charlotte, Nc
W•••• F•••• A••••••• wirehouse
May 15, 2013 to Nov 5, 2014 · Marlton, Nj

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to S••• W••••• A•••••••
left May 2, 2024, registered Mar 4, 2026 (671 days) · Affiliated broker-dealer or bank to a newly registered adviser
T••••• C•••••• M••••••••• L•• to O•••• W•••••• I•••
left Jun 8, 2023, registered Nov 14, 2023 (159 days) · RIA to affiliated broker-dealer or bank
R• W••••• to T••••• C•••••• M••••••••• L••
left Apr 24, 2018, registered Mar 18, 2019 (328 days) · RIA to RIA
B••• I••••••••• S•••••••• I••• to R• W•••••
left Oct 5, 2017, registered Dec 8, 2017 (64 days) · Other
W•••• F•••• A••••••• to B••• I••••••••• S•••••••• I•••
left Nov 5, 2014, registered May 5, 2016 (547 days) · Other

Signals

B•••• J• B•••••••• left O•••• W•••••• I••• for S••• W••••• A••••••• (registered 2026-03-04)
May 2, 2024 · Advisor changed firm · fact
B•••• J• B•••••••• left T••••• C•••••• M••••••••• L•• for O•••• W•••••• I••• (registered 2023-11-14)
Jun 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address