RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• A•• H••••••• W•••••
- G•••• L•••• A•••••••• L•• other currentsince Jan 9, 2026 · Chicago, Il
- G•••• L•••• A•••••••• L•• otherFeb 19, 2015 to Dec 31, 2025 · Chicago, Il
- W••••••• I••••••••• formerFeb 19, 2015 to Jan 28, 2025 · Chicago, Il
- S••••••••• A•••••• A•••••••• I••• formerOct 24, 2013 to Feb 13, 2015 · Northbrook, Il
- A••••••••• I••• BD affiliatedMay 5, 2008 to Sep 19, 2012 · Chicago, Il
- W••••••• I••••••••• to G•••• L•••• A•••••••• L••left Jan 28, 2025, registered Feb 19, 2015 (-3631 days) · channel change inside one enterprise, not a move · moved with a team
- S••••••••• A•••••• A•••••••• I••• to W••••••• I•••••••••left Feb 13, 2015, registered Feb 19, 2015 (6 days) · Other
- A••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Sep 19, 2012, registered Oct 24, 2013 (400 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address