DFX Intelligence

RIA Intelligence

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Channel change (one enterprise)

16 advisors moved from W••••••• I••••••••• to G•••• L•••• A•••••••• L••

Not a lift-out: both firms report W••••••• Financial Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

mixed wealthtootherOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Adam Michael LiebmanChicago, IlJan 23, 2025Jun 21, 2011
Bonnie Joann FloodChicago, IlJan 23, 2025Apr 22, 2020
Daria Marie MackChicago, IlJan 23, 2025Jan 4, 2017
Joseph Francis SciaccottaChicago, IlJan 23, 2025Dec 18, 2019
Kurt RoChicago, IlJan 23, 2025Nov 29, 2023
Tracy N MillerChicago, IlJan 23, 2025Mar 1, 2017
Bryan Patrick LongChicago, IlJan 28, 2025Feb 2, 2026
Calvin Bradley HaysChicago, IlJan 28, 2025Aug 5, 2015
Elliott Joseph SilverBurr Ridge, IlJan 28, 2025Jan 9, 2026
James Alfred SommerfieldChicago, IlJan 28, 2025Jan 9, 2026
Lori Ann Heikkila WillisChicago, IlJan 28, 2025Feb 19, 2015
Matthew ChannellChicago, IlJan 28, 2025Apr 11, 2022
Nicholas Rocco RossettiChicago, IlJan 28, 2025Feb 21, 2025
Peter F LynchChicago, IlJan 28, 2025Jan 21, 2020
Sean Terrence HipskindChicago, IlJan 28, 2025Aug 28, 2020
The rule
Registrations ended
Jan 23, 2025 to Jan 28, 2025
Registered next
Jun 21, 2011 to Feb 2, 2026
Branch state
IL
Cities
1, most in Chicago, Il
Registered there that day
124 (people still on IAPD; an estimate)
Share of that headcount
13%
One enterprise because
both firms report W••••••• Financial Corporation as a 75%+ owner on Schedule A around the move
Succession by the destination
none on the tape
Other teams out of W••••••• I•••••••••Other teams into G•••• L•••• A•••••••• L••