RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- V••••• F•••••• no RAUM currentsince Mar 3, 2022 · El Segundo, Ca
- R•• S••••••••• I••• BD affiliatedAug 8, 2012 to Feb 2, 2022 · Los Angeles, Ca
- M••••••••• W••• A•••• M••••••••• L•• asset managerDec 22, 2009 to Aug 6, 2012 · Los Angeles, Ca
- A••••••••• S••••••••• C•••• unclassifiedJun 16, 2009 to Nov 13, 2009 · El Segundo, Ca
- A••••••••• P••••••• I••••••••• A••••••• I•• unclassifiedMar 27, 2006 to Dec 15, 2009 · Boston, Ma
- C••••• A•••••• N••••••• L•• formerJan 20, 2005 to Feb 8, 2005 · El Segundo, Ca
- C••• F•••••••• S•••••••• L••• formerApr 10, 2003 to Jan 13, 2005 · San Diego, Ca
- R•• S••••••••• I••• to V••••• F••••••left Feb 2, 2022, registered Mar 3, 2022 (29 days) · Other
- M••••••••• W••• A•••• M••••••••• L•• to R•• S••••••••• I•••left Aug 6, 2012, registered Aug 8, 2012 (2 days) · Other
- A••••••••• P••••••• I••••••••• A••••••• I•• to A••••••••• S••••••••• C••••left Dec 15, 2009, registered Jun 16, 2009 (-182 days) · Other
- A••••••••• S••••••••• C•••• to M••••••••• W••• A•••• M••••••••• L••left Nov 13, 2009, registered Dec 22, 2009 (39 days) · Other
- C••••• A•••••• N••••••• L•• to A••••••••• P••••••• I••••••••• A••••••• I••left Feb 8, 2005, registered Mar 27, 2006 (412 days) · Other
- C••• F•••••••• S•••••••• L••• to C••••• A•••••• N••••••• L••left Jan 13, 2005, registered Jan 20, 2005 (7 days) · Other
- S•••• N••••• B•••• left R•• S••••••••• I••• for V••••• F•••••• (registered 2022-03-03)Feb 2, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address