RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• W•••• S••••
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Jan 6, 2025 · Fresno, Ca
- C•••••• F•••••••• S•••••••• I••• formerJun 2, 2008 to Jan 24, 2017 · Madera, Ca
- S••••••• I••••••••• I••• formerNov 18, 2005 to May 2, 2008 · Medera, Ca
- M••••• S•••••• D• I••• unclassifiedJun 13, 2002 to Aug 29, 2005 · Fresno, Ca
- C•••••• F•••••••• S•••••••• I••• to I••••••••• F•••••••• G••••• L••left Jan 24, 2017, registered Jan 6, 2025 (2904 days) · Other
- S••••••• I••••••••• I••• to C•••••• F•••••••• S•••••••• I•••left May 2, 2008, registered Jun 2, 2008 (31 days) · Other
- M••••• S•••••• D• I••• to S••••••• I••••••••• I•••left Aug 29, 2005, registered Nov 18, 2005 (81 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address