RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••• S•••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Greenwich, Ct
- U••• B•••••• I••••••••• I••• formerMay 22, 2025 to Feb 13, 2026 · Saint Paul, Mn
- J••• M••••• P•••••• W••••• A••••••• L•• formerNov 20, 2013 to Jun 21, 2023 · San Francisco, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 30, 2012 to Jun 13, 2013 · Port Jefferson, Ny
- C•••• I••••••••• S••••••• C•••• formerJan 23, 2007 to Apr 27, 2012 · New York, Ny
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- J••• M••••• P•••••• W••••• A••••••• L•• to U••• B•••••• I••••••••• I•••left Jun 21, 2023, registered May 22, 2025 (701 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••left Jun 13, 2013, registered Nov 20, 2013 (160 days) · Other
- C•••• I••••••••• S••••••• C•••• to C•••••••• G••••• M•••••• I•••left Apr 27, 2012, registered Apr 30, 2012 (3 days) · Other
- B•••• J••••• S••••••• left J••• M••••• P•••••• W••••• A••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2025-05-22)Jun 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address