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Registered advisor
M•••••• W•••••• B•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••• W•••••• B•••••
At current firm
6 y
since Jan 10, 2020
In the industry
27 y
since Aug 10, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 10, 2020 · Boone, Nc
- L•• F•••••••• L•• BD affiliatedJan 23, 2017 to Dec 31, 2019 · Boone, Nc
- E••••• J•••• national BDAug 12, 2013 to Jan 18, 2017 · Wilkesboro, Nc
- W•••• F•••• A••••••• wirehouseApr 18, 2012 to Jan 28, 2013 · Winston Salem, Nc
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 7, 2010 to Apr 11, 2012 · Greensboro, Nc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 8, 2001 to Apr 19, 2002 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2019, registered Jan 10, 2020 (10 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to L•• F•••••••• L••left Jan 18, 2017, registered Jan 23, 2017 (5 days) · Other
- W•••• F•••• A••••••• to E••••• J••••left Jan 28, 2013, registered Aug 12, 2013 (196 days) · Wirehouse to affiliated broker-dealer or bank
- V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left Apr 11, 2012, registered Apr 18, 2012 (7 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Apr 19, 2002, registered Jul 7, 2010 (3001 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address