RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- T•• A•••• P•••••••• L•• other currentsince Nov 11, 2025 · Old Bridge, Nj
- S••• W••••• A••••••• formerMar 19, 2025 to Oct 30, 2025 · Boca Raton, Fl
- S••• W••••• A••••••• formerNov 21, 2024 to Dec 16, 2024 · Manalapan, Nj
- C•••••• A••••••• BD affiliatedNov 4, 2022 to Nov 26, 2024 · Manalapan, Nj
- S••• W••••• A••••••• to T•• A•••• P•••••••• L••left Oct 30, 2025, registered Nov 11, 2025 (12 days) · Other
- C•••••• A••••••• to S••• W••••• A•••••••left Nov 26, 2024, registered Nov 21, 2024 (-5 days) · Affiliated broker-dealer or bank to a newly registered adviser
- P•••••• W• F••••• left S••• W••••• A••••••• for T•• A•••• P•••••••• L•• (registered 2025-11-11)Oct 30, 2025 · Advisor changed firm · fact
- P•••••• W• F••••• left C•••••• A••••••• for S••• W••••• A••••••• (registered 2024-11-21)Nov 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address