DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Corecap Advisors
Legal name Corecap Advisors, LLC
Latest filing Mar 31, 2026
First filing on the tape Nov 16, 2011 · 112 filings
SEC status approved since Aug 30, 2011
RAUM
$4.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$4.0B individuals and HNW
Advisors
118
registered through the firm on IAPD
RAUM per advisor
$33.8M
derived; firm RAUM over IAPD count
Employees
116
110 advisory (5.B.1)
Offices
40
beyond the principal office
Private funds
0
reported on Schedule D
History
112 filings and snapshots on the tape
RAUM$4.0B as of Mar 31, 2026
Mar 16, 2012$0 then
HNW client RAUM$2.1B as of Mar 31, 2026
Mar 29, 2018$46.0M then
State-registered IARs (5.B.3)116 as of Mar 31, 2026
Mar 25, 20131 then
Employees (5.A)116 as of Mar 31, 2026
Mar 25, 20135 then
Private funds: no history
RAUM +26% over the last fiscal year+27% a year over threeIARs 111 to 116
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- $33.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 82derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $411,969derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.9derived41 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.5%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $3.2MreportedItem 5.I
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.1B54%
- Individuals$1.8B46%
- Corporations and businesses$585,8760.0%
- Individual clients
- 8,735reported
- HNW clients
- 936reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9,677reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=62.0derived
Advisors registered through the firm
117 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Don Eugene Ash | Rome, Ga | Feb 6, 2012 | 31 y | 3 |
| James J Speir | Southfield, Mi | Feb 8, 2012 | 24 y | 0 |
| Peter Timothy Frawley | Lake Orion, Mi | Jun 27, 2012 | 21 y | 2 |
| Raymond Max Pett | Southfield, Mi | Jul 2, 2012 | 33 y | 1 |
| Kurt Taylor Fillmore | Franklin, Mi | Mar 28, 2013 | 24 y | 0 |
| Joshua Daniel Alpert | Southfield, Mi | Apr 19, 2013 | 19 y | 0 |
| Ronald Michael Guevarra | Southfield, Mi | Aug 5, 2013 | 28 y | 1 |
| Brett Lawrence Mills | Brighton, Mi | Apr 15, 2014 | 20 y | 1 |
| Jeffrey Harry Klauenberg | Laurel, Md | Jun 24, 2014 | 43 y | 4 |
| Oliver David Lee | Lake Orion, Mi | Jul 17, 2014 | 24 y | 1 |
| Lauren C Cooper | Centerberg, Oh | Nov 10, 2014 | 12 y | 0 |
| Julian Joseph Guilfoyle | Centerberg, Oh | Dec 16, 2014 | 26 y | 0 |
| Colby Todd Wight | Southfield, Mi | Mar 10, 2015 | 32 y | 3 |
| Lisa Jo Bamburg | Jacksonville, Ar | Mar 19, 2015 | 15 y | 0 |
| Robert Alan Romain | Lake Orion, Mi | Apr 15, 2015 | 15 y | 0 |
| Paul Michael Costa | Saginaw, Mi | Aug 3, 2015 | 42 y | 2 |
| Patrick M Simasko | Southfield, Mi | Jan 14, 2016 | 36 y | 0 |
| Hagen Michael Pruemm | Southfield, Mi | Jan 15, 2016 | 16 y | 0 |
| Aaron Edmond Wooster | Southfield, Mi | Jan 22, 2016 | 15 y | 1 |
| Daniel J Milan | Southfield, Mi | Feb 10, 2016 | 16 y | 1 |
| David Wayne Muncie | Southfield, Mi | Mar 3, 2016 | 38 y | 1 |
| David Michael Howard | Southfield, Mi | Jun 15, 2016 | 10 y | 1 |
| Roger P Welshans | Missoula, Mt | Jun 20, 2016 | 28 y | 2 |
| Jay Martin Ferrans | Commerce Township, Mi | Sep 12, 2016 | 17 y | 1 |
| Steven Craig Conners | Scottsdale, Az | Sep 14, 2016 | 37 y | 6 |
| Bradley Dennis Clark | Indianapolis, In | Sep 15, 2016 | 15 y | 0 |
| Michael Henry Tove | Southfield, Mi | Sep 22, 2016 | 28 y | 0 |
| Richard Joe Johannsen | Kuna, Id | Nov 10, 2016 | 24 y | 6 |
| Boris Jovan Andrikos | Southfield, Mi | Jan 4, 2017 | 33 y | 0 |
| Bruce Joseph Maginn | Indianapolis, In | Jan 19, 2017 | 36 y | 2 |
| Paul Thomas Joseph | Southfield, Mi | Feb 14, 2017 | 16 y | 0 |
| Christopher Frank Villwock | Southfield, Mi | Mar 6, 2017 | 18 y | 0 |
| Steven Robert SeibelChartered Financial Consultant | Nashotah, Wi | Mar 10, 2017 | 43 y | 2 |
| Jacob R Sansom | Centerburg, Oh | Jan 4, 2018 | 11 y | 1 |
| Mark Everett Charnet | Southfield, Mi | Apr 27, 2018 | 42 y | 4 |
| William George Alexander | Raleigh, Nc | Jul 30, 2018 | 20 y | 1 |
| Ryan Ramsey Shuchman | Southfield, Mi | Sep 7, 2018 | 18 y | 0 |
| Scott M ButlerCertified Financial Planner | Laurel, Md | Nov 2, 2018 | 22 y | 2 |
| David Lee HowardPersonal Financial Specialist | Southfield, Mi | Nov 2, 2018 | 30 y | 1 |
| Andrew Paul Wood | Middletown, De | Nov 16, 2018 | 16 y | 1 |
Advisor movement
7 left, 8 joined in 12 months
net +1 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 5.9% of current headcount31 left over 36 months
Left, latest
- Kristopher Lawrence Whipple to Pinkerton Wealth PartnersJul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Aaron John Maassel to Top Rank Wealth Management, LLCJun 2, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Robert Anthony Jacobs to Star Wealth AdvisorsApr 9, 2026 · Other
- William Raymond Mccurdy to Private Advisor Group, LLCMar 11, 2026 · Affiliated broker-dealer or bank to another
- Steven Michael Goodman to Dominion Wealth Management, LLCFeb 19, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Daniel James Laginess to Uhy Wealth Management Ria LLCDec 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Dino Berri to Foundations Investment Advisors LLCNov 4, 2025 · Affiliated broker-dealer or bank to independent RIA
- Nathan David Smith to Simplicity WealthAug 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- Michael Mazzeo to MarinerJul 8, 2025 · Affiliated broker-dealer or bank to another
- Brian Charles Stivers to Stivers Wealth ManagementMay 23, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Justin Brian Stivers to Stivers Wealth ManagementMay 23, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Matthew Craig Essmann to Citizens Securities, Inc.Apr 8, 2025 · Affiliated broker-dealer or bank to another
- Christopher James Anderson to Soulence Wealth ManagementMar 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- Tyler Schall to Sl2 Investments LLCMar 13, 2025 · Other
- Gabriel Cory Mcmennamy to Sl2 Investments LLCMar 12, 2025 · Other
Joined, latest
- Megan Stack from Strategic Advisers LLCSep 9, 2026 · Affiliated broker-dealer or bank to another
- Christopher Zajdzinski from Park Avenue Securities LLCJul 8, 2026 · Affiliated broker-dealer or bank to another
- Dimitri Clyde Redwood from Horizon Investments LLCJun 17, 2026 · Other
- Parker Wine from Sei Investments Management CorpApr 8, 2026 · RIA to affiliated broker-dealer or bank
- Robert Craig Baird from Charles Schwab & Co., Inc.Feb 18, 2026 · Affiliated broker-dealer or bank to another
- John Laws from LPL Enterprise, LLCJan 8, 2026 · Affiliated broker-dealer or bank to another
- Aaron Keith Ulrich from Foundations Investment Advisors LLCDec 15, 2025 · RIA to affiliated broker-dealer or bank
- Dino Berri from LPL Financial LLCOct 29, 2025 · Affiliated broker-dealer or bank to another
- William Raymond Mccurdy from Advice And Planning ServicesJun 10, 2025 · Affiliated broker-dealer or bank to another
- Kenneth P Oyler from LPL Financial LLCMay 8, 2025 · Affiliated broker-dealer or bank to another
- Steven Michael Goodman from Dempsey Lord Smith, LLCApr 16, 2025 · RIA to affiliated broker-dealer or bank
- Jordan Angelo Mangaliman from Wealth Watch Advisors, IncFeb 14, 2025 · RIA to affiliated broker-dealer or bank
- Jason Robert Fannon from Charles Schwab & Co., Inc.Aug 20, 2024 · Affiliated broker-dealer or bank to another
- Stuart Mathew Hunsicker from Ae Wealth Management, LLCMay 23, 2024 · RIA to affiliated broker-dealer or bank
- Leslie Marie Krajnak from Eagle Strategies LLCApr 11, 2024 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Stivers Wealth ManagementMay 23, 2025 · Knoxville, Tn
- 2 left for Sl2 Investments LLCMar 12, 2025 · Southfield, Mi
- 2 left for Ifg Advisory, LLCSep 1, 2021 · Buford, Ga
- 2 left for Exodus Wealth, LLCFeb 1, 2021 · Southfield, Mi
- 3 left for City Center Advisors, LLCDec 4, 2018 · Southfield, Mi
- 3 joined from Financial Strategies Group, IncAug 16, 2022 · Okemos, Mi
- 5 joined from Ameritas Advisory ServicesNov 4, 2019 · Greensboro, Ga
- 2 joined from Investment Network, Inc.Dec 1, 2017 · N Canton, Oh
- 2 joined from Alphastar Capital ManagementSep 7, 2016 · Cornelius, Nc
- 2 joined from Equitable Advisors, LLCFeb 12, 2016 · Troy, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Dennis Brown · Directorcontrolsince 02/2014 · owns less than 5%
- Wayne David Muncie · Chief Financial Officer & Directorcontrolsince 02/2016 · owns less than 5%
- David Craig Rumler · Chief Compliance Officer & Chief Operating Officercontrolsince 05/2020 · owns less than 5%
- Raymond Jason Steeno · Presidentcontrolsince 03/2020 · owns less than 5%
- Dennis Brown · Majority Owner Of Brown Holdco, Inc.controlsince 12/2009 · owns 75% or more of M & O Capital, LLC
Entity owners
- Core Capital Holdings, LLC · Ownerdirect · owns 75% or more
- Brown Holdco, Inc. · Majority Owner Of M & O Capital, LLCindirect · owns 75% or more of M & O Capital, LLC
- Lee Equity Partners Fund III, L.P. · Limited Partnerindirect · owns 50% to 75% of Lep Simplicity Holdings, L.P.
- Lee Equity Partners Fund III(A), L.P. · Limited Partnerindirect · owns 25% to 50% of Lep Simplicity Holdings, L.P.
- Lee Equity Partners III Gp, LLC · General Partnerindirect · owns F of Lep Simplicity Holdings, L.P.
- Lep Pequod Gp, LLC · General Partnerindirect · owns F of Lep Pequod Holdings, LP
- Lep Pequod Holdings, LP · Shareholderindirect · owns 75% or more of Peqoud Topco, Inc.
- Lep Simplicity Holdings, L.P. · Shareholderindirect · owns 75% or more of Lep Pequod Holdings, LP
- M & O Capital, LLC · 100% Owner Of Core Capital Holdings, LLCindirect · owns 75% or more of Core Capital Holdings, LLC
- Peqoud Topco, Inc. · Shareholderindirect · owns 75% or more of Pequod Midco, Inc.
- Pequod Midco, Inc. · Shareholderindirect · owns 75% or more of Simplicity Financial Marketing Group Holdings, Inc.
- Platform Partners Capital, LLC · Minority Owner Of Platform M & O Holdings, LLCindirect · owns 25% to 50% of Platform M & O Holdings, LLC
- Simplicity Financial Marketing Group Holdings, Inc. · Shareholderindirect · owns 75% or more of Simplicity Financial Marketing Holdings, Inc.
- Simplicity Financial Marketing Holdings, Inc. · Memberindirect · owns 75% or more of M & O Capital, LLC
- Platform M & O Holdings, LLC · Minority Owner Of M & O Capital, LLCindirect · owns 25% to 50% of M & O Capital, LLC
Related persons
Schedule D 7.A
- Corecap Investments, LLCbroker-dealern
- M&O Marketing, LLCreal estatey
Advisers that list Corecap Advisors as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Southfield, Mi · principal | 113 | 15 | 5 | ||
| Centerburg, Oh | 10 | 2 | 0 | ||
| Scottsdale, Az | 4 | 1 | 0 | ||
| Northville, Mi | 4 | 0 | 0 | ||
| Glen Mills, Pa | 4 | 1 | 0 | ||
| Lake Orion, Mi | 3 | 0 | 0 | ||
| Franklin, Mi | 3 | 0 | 0 | ||
| Troy, Mi | 3 | 0 | 0 | ||
| Hoffman Estates, Il | 3 | 0 | 0 | ||
| Jacksonville, Ar | 3 | 0 | 0 | ||
| Centerberg, Oh | 3 | 0 | 0 | ||
| Amherst, Oh | 2 | 1 | 0 | ||
| Brighton, Mi | 2 | 0 | 0 | ||
| Canfield, Oh | 2 | 0 | 0 | ||
| Carmel, In | 2 | 1 | 0 | ||
| High Point, Nc | 2 | 0 | 0 | ||
| Indianapolis, In | 2 | 0 | 0 | ||
| Knoxville, Tn | 2 | 0 | 0 | ||
| Laurel, Md | 2 | 0 | 0 | ||
| Middletown, De | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Southfield, MI10 employees
- Centerburg, OH7 employees
- Monroe, OH6 employees
- Sidney, OH6 employees
- Medina, OH6 employees
- Draper, UT5 employees
- Mt Clemens, MI5 employees
- Southfield, MI4 employees
- Carmel, IN3 employees
- Orem, UT3 employees
- Bloomfield Hills, MI3 employees
- Phoenix, AZ3 employees
- Middletown, DE2 employees
- Laurel, MD2 employees
- Hoffman Estates, IL2 employees
- Saginaw, MI2 employees
- Northville, MI2 employees
- Jacksonville, AR2 employees
- Jonesboro, AR2 employees
- Troy, MI2 employees
- Greensboro, GA2 employees
- Naperville, IL2 employees
- Lake Orion, MI2 employees
- Knoxville, TN2 employees
- Livonia, MI2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 39.0% to 54.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
- Accounts · 9,157 to 9,677Feb 17, 2026 to Mar 31, 2026
- Advisory employees · 97 to 110Feb 17, 2026 to Mar 31, 2026
- Corporate clients · 24 to 6Feb 17, 2026 to Mar 31, 2026
- HNW clients · 598 to 936Feb 17, 2026 to Mar 31, 2026
- Individual clients · 8,534 to 8,735Feb 17, 2026 to Mar 31, 2026
- Pension plan clients · 1.0 to unsetFeb 17, 2026 to Mar 31, 2026
- Employees · 111 to 116Feb 17, 2026 to Mar 31, 2026
- State-registered IARs · 111 to 116Feb 17, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.2B to $4.0BFeb 17, 2026 to Mar 31, 2026
- HNW RAUM · $1.2B to $2.1BFeb 17, 2026 to Mar 31, 2026
- Individual RAUM · $1.9B to $1.8BFeb 17, 2026 to Mar 31, 2026
- Pension RAUM · 4629113.0 to unsetFeb 17, 2026 to Mar 31, 2026
- RAUM · $3.2B to $4.0BFeb 17, 2026 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Jun 4, 2025 to Jul 22, 2025
- Accounts · 8,713 to 9,157Jan 23, 2025 to Mar 31, 2025
- Advisory employees · 111 to 97Jan 23, 2025 to Mar 31, 2025
- BD registered reps · 59 to 62Jan 23, 2025 to Mar 31, 2025
- Corporate clients · 109 to 24Jan 23, 2025 to Mar 31, 2025
- HNW clients · 288 to 598Jan 23, 2025 to Mar 31, 2025
- Individual clients · 8,305 to 8,534Jan 23, 2025 to Mar 31, 2025
- Pension plan clients · 11 to 1Jan 23, 2025 to Mar 31, 2025
- Employees · 118 to 111Jan 23, 2025 to Mar 31, 2025
- Financial planning clients · 11-25 to 1-10Jan 23, 2025 to Mar 31, 2025
- State-registered IARs · 118 to 111Jan 23, 2025 to Mar 31, 2025
- Discretionary RAUM · $2.5B to $3.2BJan 23, 2025 to Mar 31, 2025
- HNW RAUM · $474M to $1.2BJan 23, 2025 to Mar 31, 2025
- Individual RAUM · $1.9B to $1.9BJan 23, 2025 to Mar 31, 2025
- Pension RAUM · $3.7M to $4.6MJan 23, 2025 to Mar 31, 2025
- RAUM · $2.5B to $3.2BJan 23, 2025 to Mar 31, 2025
- Accounts · 7,757 to 8,713Sep 28, 2023 to Mar 26, 2024
- Advisory employees · 112 to 111Sep 28, 2023 to Mar 26, 2024
- BD registered reps · 64 to 59Sep 28, 2023 to Mar 26, 2024
- Corporate clients · 89 to 109Sep 28, 2023 to Mar 26, 2024
- HNW clients · 222 to 288Sep 28, 2023 to Mar 26, 2024
- Individual clients · 7,446 to 8,305Sep 28, 2023 to Mar 26, 2024
- Pension plan clients · unset to 11.0Sep 28, 2023 to Mar 26, 2024
- Employees · 121 to 118Sep 28, 2023 to Mar 26, 2024
- State-registered IARs · 121 to 118Sep 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $2.0B to $2.5BSep 28, 2023 to Mar 26, 2024
- HNW RAUM · $357M to $474MSep 28, 2023 to Mar 26, 2024
Signals
60 dated events
- Megan Stack added a CA registration at Corecap AdvisorsSep 14, 2026 · New state registration · fact
- John Patrick Rafferty added a CA registration at Corecap AdvisorsSep 14, 2026 · New state registration · fact
- Megan Stack added a NH registration at Corecap AdvisorsSep 14, 2026 · New state registration · fact
- Megan Stack added a WV registration at Corecap AdvisorsSep 11, 2026 · New state registration · fact
- Megan Stack added a SC registration at Corecap AdvisorsSep 11, 2026 · New state registration · fact
- Megan Stack added a NC registration at Corecap AdvisorsSep 10, 2026 · New state registration · fact
- Megan Stack added a TX registration at Corecap AdvisorsSep 10, 2026 · New state registration · fact
- Megan Stack added a PA registration at Corecap AdvisorsSep 10, 2026 · New state registration · fact
- Megan Stack added a NV registration at Corecap AdvisorsSep 10, 2026 · New state registration · fact
- Megan Stack added a DE registration at Corecap AdvisorsSep 9, 2026 · New state registration · fact
- Megan Stack added a AL registration at Corecap AdvisorsSep 9, 2026 · New state registration · fact
- Megan Stack added a NY registration at Corecap AdvisorsSep 9, 2026 · New state registration · fact
- Megan Stack added a OH registration at Corecap AdvisorsSep 9, 2026 · New state registration · fact
- Megan Stack added a MD registration at Corecap AdvisorsSep 9, 2026 · New state registration · fact
- Kristopher Lawrence Whipple left Corecap Advisors for Pinkerton Wealth Partners (registered 2026-07-02)Jul 27, 2026 · Advisor changed firm · fact
- Aaron John Maassel left Corecap Advisors for Top Rank Wealth Management, Llc (registered 2026-05-22)Jun 2, 2026 · Advisor changed firm · fact
- David Wesley Martin no longer registered at Corecap Advisors; no later IA registration on IAPDMay 16, 2026 · Advisor departure · fact
- Robert Anthony Jacobs left Corecap Advisors for Star Wealth Advisors (registered 2026-04-01)Apr 9, 2026 · Advisor changed firm · fact
- Corecap Advisors reported RAUM $4.0B, up 26% from $3.2B (2026-02-17 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- William Raymond Mccurdy left Corecap Advisors for Private Advisor Group, Llc (registered 2026-04-20)Mar 11, 2026 · Advisor changed firm · fact
- Steven Michael Goodman left Corecap Advisors for Dominion Wealth Management, Llc (registered 2025-09-30)Feb 19, 2026 · Advisor changed firm · fact
- Daniel James Laginess left Corecap Advisors for Uhy Wealth Management Ria Llc (registered 2025-12-15)Dec 23, 2025 · Advisor changed firm · fact
- Dino Berri left Corecap Advisors for Foundations Investment Advisors Llc (registered 2025-11-25)Nov 4, 2025 · Advisor changed firm · fact
- Nathan David Smith left Corecap Advisors for Simplicity Wealth (registered 2025-08-28)Aug 7, 2025 · Advisor changed firm · fact
- Michael Mazzeo left Corecap Advisors for Mariner (registered 2025-09-23)Jul 8, 2025 · Advisor changed firm · fact
- Justin Brian Stivers left Corecap Advisors for Stivers Wealth Management (registered 2025-05-20)May 23, 2025 · Advisor changed firm · fact
- Brian Charles Stivers left Corecap Advisors for Stivers Wealth Management (registered 2025-05-20)May 23, 2025 · Advisor changed firm · fact
- 2 advisors left Corecap Advisors (Knoxville, TN) for Stivers Wealth Management on the same dayMay 23, 2025 · Team lift-out · derived
- Matthew Craig Essmann left Corecap Advisors for Citizens Securities, Inc. (registered 2025-04-04)Apr 8, 2025 · Advisor changed firm · fact
- Corecap Advisors reported RAUM $3.2B, up 28% from $2.5B (2025-01-23 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- corecapinv.netreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-296-3360reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026