RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• S••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 25, 2025 · Sunbury, Oh
- L•• F•••••••• L•• BD affiliatedSep 2, 2022 to Jul 17, 2025 · Columbus, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedOct 4, 2021 to Sep 2, 2022 · Columbus, Oh
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 17, 2025, registered Jul 25, 2025 (8 days) · Affiliated broker-dealer or bank to another
- H••••••••• F•••••••• A••••••• to L•• F•••••••• L••left Sep 2, 2022, registered Sep 2, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••• S•••••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-07-25)Jul 17, 2025 · Advisor changed firm · fact
- S•••••• S•••••• left H••••••••• F•••••••• A••••••• for L•• F•••••••• L•• (registered 2022-09-02)Sep 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address