DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Theresa Anne Goonan
At current firm
3 y
since Feb 27, 2023
In the industry
28 y
since Apr 11, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Dynamic independent RIA currentsince Feb 27, 2023 · Chandler, Az
- Autus Asset Management, LLC formerDec 9, 2020 to Feb 23, 2023 · Scottsdale, Az
- Dynamic independent RIAJan 28, 2013 to Dec 31, 2020 · Chandler, Az
- Wealthtrust Arizona formerDec 19, 2006 to Sep 24, 2012 · Scottsdale, Az
- Wealth Trust - Arizona LLC unclassifiedJan 30, 2003 to Dec 7, 2006 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Autus Asset Management, LLC to Dynamicleft Feb 23, 2023, registered Feb 27, 2023 (4 days) · RIA to RIA · moved with a team
- Dynamic to Autus Asset Management, LLCleft Dec 31, 2020, registered Dec 9, 2020 (-22 days) · RIA to RIA · moved with a team
- Wealthtrust Arizona to Dynamicleft Sep 24, 2012, registered Jan 28, 2013 (126 days) · Other
- Wealth Trust - Arizona LLC to Wealthtrust Arizonaleft Dec 7, 2006, registered Dec 19, 2006 (12 days) · Other
Signals
- Theresa Anne Krueg left Autus Asset Management, Llc for Dynamic (registered 2023-02-27)Feb 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address