RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Sep 16, 2026 · New York, Ny
- M••••• S•••••• wirehouse currentsince Sep 16, 2026 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Oct 6, 2016 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 6, 2016 to Sep 17, 2026 · New York, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 13, 2016 · Paramus, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 13, 2016 · Paramus, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 28, 2007 to Jun 1, 2009 · Paramus, Nj
- C••••••• I••••••••• S••••••• unclassifiedApr 10, 2002 to Dec 10, 2002 · New York, Ny
- C••••••• I••••••••• S••••••• unclassifiedApr 10, 2002 to Dec 10, 2002 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Sep 17, 2026, registered Sep 16, 2026 (-1 days) · Wirehouse to wirehouse
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 13, 2016, registered Oct 6, 2016 (-7 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left Dec 10, 2002, registered Nov 28, 2007 (1814 days) · Other
- J••• G•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2026-09-16)Sep 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address