DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• M•••• R•••••••

T•• A•••••••• I•••BD affiliatedSummit, Nj dual registrantIAPD 2896311

Feed of 09/14/2026

Also filed as Carolyn Williams Robinson

At current firm

0 y

since Jan 6, 2026

In the industry

23 y

since Oct 2, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• I••• BD affiliated current
since Jan 6, 2026 · Summit, Nj
O•••• F•• I••• former
Aug 8, 2017 to May 8, 2024 · Richmond, Va
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2017 to Jul 10, 2017 · Richmond, Va
M•• F•••••••• S•••••••• I••• former
Jul 29, 2015 to Mar 25, 2017 · Richmond, Va
M•• F•••••••• S•••••••• I••• former
Apr 23, 2009 to Jan 20, 2015 · Richmond, Va
C•••••••• F••••••••• I••• BD affiliated
Oct 6, 2002 to Jan 30, 2009 · Glen Allen, Va

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to T•• A•••••••• I•••
left May 8, 2024, registered Jan 6, 2026 (608 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to O•••• F•• I•••
left Jul 10, 2017, registered Aug 8, 2017 (29 days) · Other
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
C•••••••• F••••••••• I••• to M•• F•••••••• S•••••••• I•••
left Jan 30, 2009, registered Apr 23, 2009 (83 days) · Other

Signals

C•••••• M•••• R••••••• left O•••• F•• I••• for T•• A•••••••• I••• (registered 2026-01-06)
May 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address