RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• W•••••• L•• W•••••••
- P••• I••••••••• L•• asset manager currentsince Jan 12, 2010 · Gainesville, Va
- B••• A•••••••• L•• formerMar 8, 2005 to Nov 9, 2009 · Centerville, Va
- F•••••••• I••••••••• C••••••••• institutionalMar 24, 2003 to Mar 28, 2005 · Pittsburgh, Pa
- B••• A•••••••• L•• to P••• I••••••••• L••left Nov 9, 2009, registered Jan 12, 2010 (64 days) · Other
- F•••••••• I••••••••• C••••••••• to B••• A•••••••• L••left Mar 28, 2005, registered Mar 8, 2005 (-20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address