RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• L•••• C••••
- Professional profile
- linkedin.com/in/daniel-carmo-27658b31reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- T••••• W••••• P•••••••• L•• independent RIA currentsince May 28, 2021 · Irvine, Ca
- S•••••• N••••••• • C••••••• I••••••••• national BDAug 17, 2016 to Jun 7, 2021 · Newport Beach, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Aug 26, 2016 · Los Angeles, Ca
- A••••••••• A•••••• S•••••••• I••• unclassifiedJul 14, 2009 to Oct 5, 2009 · Irvine, Ca
- W•••• F•••• A••••••• wirehouseJul 15, 2005 to Jul 13, 2009 · Anaheim, Ca
- U•• F•••••••• S••••••• I••• wirehouseJun 28, 2000 to Jul 29, 2005 · Newport Beach, Ca
- S•••••• N••••••• • C••••••• I••••••••• to T••••• W••••• P•••••••• L••left Jun 7, 2021, registered May 28, 2021 (-10 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••••• F•••••••• S•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Aug 26, 2016, registered Aug 17, 2016 (-9 days) · Affiliated broker-dealer or bank to another
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to A••••••••• A•••••• S•••••••• I•••left Jul 13, 2009, registered Jul 14, 2009 (1 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jul 29, 2005, registered Jul 15, 2005 (-14 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address