DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brenda Kay Baier
Certified Financial Planner
Feed of 09/14/2026
Also filed as Brenda Kay Berry
At current firm
3 y
since Jun 30, 2023
In the industry
29 y
since Jun 16, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fiduciary Financial Advisors independent RIA currentsince Jun 30, 2023 · Westfield, In
- Shoreline Wealth Advisors formerOct 15, 2015 to Jul 7, 2023 · New Castle, In
- Market Street Wealth Management Advisors, LLC independent RIANov 11, 2014 to Oct 8, 2015 · Indianapolis, In
- Hufford Advisors, LLC formerNov 15, 2011 to Sep 30, 2014 · Indianapolis, In
- Hufford Financial Advisors, LLC unclassifiedOct 30, 2002 to Nov 15, 2011 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Shoreline Wealth Advisors to Fiduciary Financial Advisorsleft Jul 7, 2023, registered Jun 30, 2023 (-7 days) · RIA to RIA
- Market Street Wealth Management Advisors, LLC to Shoreline Wealth Advisorsleft Oct 8, 2015, registered Oct 15, 2015 (7 days) · Other
- Hufford Advisors, LLC to Market Street Wealth Management Advisors, LLCleft Sep 30, 2014, registered Nov 11, 2014 (42 days) · Other
- Hufford Financial Advisors, LLC to Hufford Advisors, LLCleft Nov 15, 2011, registered Nov 15, 2011 (0 days) · Other
Signals
- Brenda Kay Baier left Shoreline Wealth Advisors for Fiduciary Financial Advisors (registered 2023-06-30)Jul 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address