DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• F•••••••• A•••••••
Latest filing Apr 14, 2026
First filing on the tape Feb 24, 2021 · 35 filings
SEC status approved since Mar 26, 2021
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$1.3B individuals and HNW
Advisors
51
registered through the firm on IAPD
RAUM per advisor
$26.1M
derived; firm RAUM over IAPD count
Employees
50
50 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
2
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.3B as of Apr 14, 2026
Mar 3, 2022$324M then
HNW client RAUM$961M as of Apr 14, 2026
Mar 3, 2022$225M then
State-registered IARs (5.B.3)50 as of Apr 14, 2026
Mar 3, 202216 then
Employees (5.A)50 as of Apr 14, 2026
Mar 3, 202216 then
Private funds2 as of Apr 14, 2026
Oct 20, 20252 then
RAUM +14% over the last fiscal year+56% a year over threeIARs 38 to 50offices 5 to 13
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $26.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $161,223derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.6derived14 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +32%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $255M, 424 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a trust company (6.A.8)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$961M72%
- Individuals$349M26%
- Pooled investment vehicles$10.0M0.7%
- Charitable organizations$6.4M0.5%
- Pension and profit-sharing plans$3.1M0.2%
- Individual clients
- 1,609reported
- HNW clients
- 555reported
- Pension plan clients
- 1reported
- Charitable clients
- 9reported
- Accounts
- 8,246reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $255M for 424 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.01 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
51 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••••• M••• V••••• | G•••• Rapids, Mi | Mar 8, 2016 | 18 y | 2 |
| T•••• G••• S•••• A•••• | G•••• Rapids, Mi | Jan 1, 2019 | 17 y | 0 |
| M•••••• M••••• | G•••• Rapids, Mi | Aug 28, 2019 | 17 y | 0 |
| L••••• N••••• R••• | G•••• Rapids, Mi | Aug 28, 2019 | 17 y | 0 |
| C••••• M••••••• | G•••• Rapids, Mi | Sep 15, 2020 | 12 y | 0 |
| T••••• M• B•••••Certified Financial Planner | G•••• Rapids, Mi | Sep 15, 2020 | 20 y | 4 |
| B•••••• K••• N•••••Certified Financial Planner | San Diego, Ca | Oct 14, 2020 | 10 y | 0 |
| J•••• M•••••• K••••••• | G•••• Rapids, Mi | Nov 12, 2020 | 26 y | 1 |
| D•••••• R••••• F••••• | G•••• Rapids, Mi | Nov 16, 2020 | 27 y | 4 |
| A••••• J••• B••••• W•••••• | G•••• Rapids, Mi | May 26, 2021 | 20 y | 2 |
| H•••• B••••• | G•••• Rapids, Mi | Oct 29, 2021 | 15 y | 0 |
| T••••• J•••• T••••••• | G•••• Rapids, Mi | Oct 29, 2021 | 14 y | 0 |
| J•••• D••••• H••••• | G•••• Rapids, Mi | Nov 15, 2021 | 14 y | 0 |
| E•••• J•••• H••••• | G•••• Rapids, Mi | Dec 14, 2021 | 13 y | 1 |
| J•••• N•••••••• U••••••• | G•••• Rapids, Mi | Mar 15, 2022 | 10 y | 0 |
| W•••••• A••••• C••• | G•••• Rapids, Mi | Jan 20, 2023 | 11 y | 1 |
| T•••• J••••• O•••••••• | G•••• Rapids, Mi | May 3, 2023 | 29 y | 0 |
| B••••• K•• B••••Certified Financial Planner | Westfield, In | Jun 30, 2023 | 29 y | 4 |
| B••••••• J••••• L•• | G•••• Rapids, Mi | Aug 16, 2023 | 12 y | 0 |
| S•••••• R•••••• M••••• | G•••• Rapids, Mi | Oct 17, 2023 | 13 y | 0 |
| P•••••• J••••• B•••••• | G•••• Rapids, Mi | Oct 17, 2023 | 12 y | 0 |
| T•••••• G••••• K••••••• | G•••• Rapids, Mi | Nov 16, 2023 | 10 y | 0 |
| T••••• J•••• H•••••• | Rosemount, Mn | Jan 10, 2024 | 19 y | 0 |
| S••••• A••••• S••••••Certified Financial Planner | G•••• Rapids, Mi | Apr 2, 2024 | 19 y | 3 |
| A•••• G••••••• E•••••••Certified Financial Planner | Round Rock, Tx | May 28, 2024 | 13 y | 2 |
| T•••• K••••• T•••• | Baltimore, Md | Aug 2, 2024 | 13 y | 2 |
| K•••••••• J•• D••••••Certified Financial Planner | North Charleston, Sc | Oct 9, 2024 | 10 y | 2 |
| K•••••• R••• L••••••Certified Financial Planner | Andover, Ma | Oct 15, 2024 | 17 y | 3 |
| T•••• C•••••• S•••• | G•••• Rapids, Mi | Oct 18, 2024 | 35 y | 5 |
| J•••••• E••• J•••••Certified Financial Planner | Naples, Fl | Oct 28, 2024 | 38 y | 3 |
| B•••••• J•• H••••• | G•••• Rapids, Mi | Oct 30, 2024 | 18 y | 5 |
| V••••••• K••• | Baltimore, Md | Oct 30, 2024 | 13 y | 0 |
| A••••• J••••••••• M••••••• | G•••• Rapids, Mi | Jan 1, 2025 | 11 y | 0 |
| J•••••• P• H••••• | Ventura, Ca | Jan 1, 2025 | 12 y | 3 |
| R••••• A•••••• B•••••••• | G•••• Rapids, Mi | Jan 8, 2025 | 12 y | 2 |
| V••• D•• B•• | New York, Ny | May 2, 2025 | 10 y | 0 |
| D••••• B•••••• | Cameron, Nc | May 27, 2025 | 16 y | 0 |
| J•••• B•••• | G•••• Rapids, Mi | May 29, 2025 | 10 y | 0 |
| J••• A•••• B••••• | G•••• Rapids, Mi | May 29, 2025 | 12 y | 0 |
| A••••• J••• S••••Certified Financial Planner | G•••• Rapids, Mi | Jun 4, 2025 | 16 y | 0 |
Advisor movement
4 left, 6 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 7.8% of current headcount6 left over 36 months
Left, latest
- A••••• T••••• V•• A•••••• to H••• R••• W••••• M•••••••••Jun 10, 2026 · RIA to a state-registered adviser
- A••••• M•••• H••••• to H••••• F•••••••• I•••••••••Apr 24, 2026 · RIA to a state-registered adviser
- A•••• M••••• W•••••••• to A••••• P•••• R••••••••• G•••• L••Mar 30, 2026 · RIA to a state-registered adviser
- A•••••• S•••••• to L••••••• M••••Mar 12, 2026 · RIA to a state-registered adviser
- D••••• J•••• S•••• to E••• F••••••••Dec 4, 2024 · RIA to a state-registered adviser
- S•••• B••••• G•••••• to S••••••• F•••••••• P•••••••Dec 7, 2023 · RIA to a state-registered adviser
- R••• M•••••• D••••• to G•••• W••••• M••••••••• L••Apr 30, 2023 · RIA to RIA
- R••••• J••••• E••••••• to A••••• P•••• R••••••••• G•••• L••Dec 3, 2018 · RIA to a state-registered adviser
Joined, latest
- G•••• S•••••••• J•••••••• B••• from P••••••• F•••••••• G•••• L••May 1, 2026 · RIA to RIA
- C••••• P• M••••••• from I•••••• W•••••• L••Feb 24, 2026 · RIA to RIA
- J•••• T••••• S•••••• from S•••••• N••••••• • C••••••• I•••••••••Feb 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- S•••• I•••• M••••••••• from M••• W•••••Feb 12, 2026 · RIA to RIA
- E•••• Y•••• from C••••••••• P••••••• G••••Oct 27, 2025 · RIA to RIA
- J••••• D• O••• from M•• I•••••••• S•••••••• L••Oct 24, 2025 · Affiliated broker-dealer or bank to independent RIA
- R••••• A•••••• B•••••••• from H• W••••• M••••••••• L••Jan 8, 2025 · Other
- J•••••• P• H••••• from M•••••• I•••••••••Jan 1, 2025 · RIA to RIA
- D••••• J•••• S•••• from L•••••• A•••••••Nov 7, 2024 · Other
- B•••••• J•• H••••• from C••••• I••••••••• A••••••• L••Oct 30, 2024 · Affiliated broker-dealer or bank to independent RIA
- J•••••• E••• J••••• from S••••• W••••• P•••••••• L••Oct 28, 2024 · RIA to RIA
- T•••• C•••••• S•••• from C••••• I••••••••• A••••••• L••Oct 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- K•••••• R••• L•••••• from S••••• W••••• M•••••••••Oct 15, 2024 · Other
- K•••••••• J•• D•••••• from S••••• W••••• P•••••••• L••Oct 9, 2024 · RIA to RIA
- T•••• K••••• T•••• from O•••••• A•••••••• W••••• M•••••••••Aug 2, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••• I••••••••• A••••••• L••Oct 24, 2024 · Holland, Mi
- 2 joined from S••••• W••••• P•••••••• L••Oct 8, 2024 · Orlando, Fl
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•• M•• F••• 5• L•• | $8.6M | 76 | Apr 14, 2026 | |
| F•• H•• S•••••• L•• | $8.3M | 96 | Apr 14, 2026 |
Owners and control persons
Schedule A and B, latest filing
- V•••••• B•••••••• M••• · Managing Member/Ccocontrolsince 10/2014 · owns 75% or more
- B•••••• T•••••• M• · Financial Advisorsince 01/2023 · owns 5% to 10%
- P•••••• B•••• · Ceosince 10/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| G•••• Rapids, Mi · principal | 39 | 10 | 3 | ||
| Baltimore, Md | 2 | 0 | 0 | ||
| Minneapolis, Mn | 2 | 1 | 0 | ||
| Savannah, Ga | 0 | 0 | 0 | ||
| Waxhaw, Nc | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Holland, MI2 employees
- Andover, MA1 employees
- , 1 employees
- Huntsville, AL1 employees
- Westfield, IN1 employees
- Rosemount, MN1 employees
- Kalamazoo, MI
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 14, 2026accounts (Item 5.F.2.f) moved from 2,035.0 to 8,246.0 (+305.0%) between the annual amendments of 2025-03-26 and 2026-04-14; the peer median change was +6.0% (1206 comparable advisers, 99.0th percentile of changes)peers: WEALTH_I•••••••••, $1B to $5B (1,206) · 99% percentile
- office count surgeChange between filings · filing Apr 14, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 13.0 (+160.0%) between the annual amendments of 2025-03-26 and 2026-04-14; the peer median change was 0.0% (379 comparable advisers, 99.0th percentile of changes)peers: WEALTH_I•••••••••, $1B to $5B (379) · 99% percentile
What changed
consecutive filings, newest first
- Other offices · 15 to 13Mar 31, 2026 to Apr 14, 2026
- Accounts · 2,035 to 8,246Oct 20, 2025 to Mar 31, 2026
- Advisory employees · 38 to 50Oct 20, 2025 to Mar 31, 2026
- Advisory activities · 3 to 6Oct 20, 2025 to Mar 31, 2026
- Charity clients · 7 to 9Oct 20, 2025 to Mar 31, 2026
- HNW clients · 570 to 555Oct 20, 2025 to Mar 31, 2026
- Individual clients · 1,433 to 1,609Oct 20, 2025 to Mar 31, 2026
- Pension plan clients · 25 to 1Oct 20, 2025 to Mar 31, 2026
- Pooled vehicle clients · 0 to 9Oct 20, 2025 to Mar 31, 2026
- Assets in custody · $577M to $255MOct 20, 2025 to Mar 31, 2026
- Employees · 38 to 50Oct 20, 2025 to Mar 31, 2026
- Financial planning clients · 251-500 to 101-250Oct 20, 2025 to Mar 31, 2026
- State-registered IARs · 38 to 50Oct 20, 2025 to Mar 31, 2026
- Legal name · A••••• P•••• FINANCIAL P•••••••, LLC to F•••••••• F•••••••• A•••••••Oct 20, 2025 to Mar 31, 2026
- Other offices · 6 to 15Oct 20, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $1.3BOct 20, 2025 to Mar 31, 2026
- HNW RAUM · $751M to $961MOct 20, 2025 to Mar 31, 2026
- Individual RAUM · $322M to $349MOct 20, 2025 to Mar 31, 2026
- Pension RAUM · $86.6M to $3.1MOct 20, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $0 to $10.0MOct 20, 2025 to Mar 31, 2026
- RAUM · $1.2B to $1.3BOct 20, 2025 to Mar 31, 2026
- Other offices · 5 to 6Aug 14, 2025 to Oct 20, 2025
- Private funds · unset to 2Aug 14, 2025 to Oct 20, 2025
- Related insurance company · true to falseAug 14, 2025 to Oct 20, 2025
- Accounts · 1,294 to 2,035Dec 9, 2024 to Mar 26, 2025
- Advisory employees · 22 to 38Dec 9, 2024 to Mar 26, 2025
- Charity clients · 6 to 7Dec 9, 2024 to Mar 26, 2025
- Corporate clients · 5 to 0Dec 9, 2024 to Mar 26, 2025
- HNW clients · 415 to 570Dec 9, 2024 to Mar 26, 2025
- Individual clients · 853 to 1,433Dec 9, 2024 to Mar 26, 2025
- Pension plan clients · 15 to 25Dec 9, 2024 to Mar 26, 2025
- Assets in custody · $10.1M to $577MDec 9, 2024 to Mar 26, 2025
- Employees · 27 to 38Dec 9, 2024 to Mar 26, 2025
- Financial planning clients · More than 500 to 251-500Dec 9, 2024 to Mar 26, 2025
- State-registered IARs · 22 to 38Dec 9, 2024 to Mar 26, 2025
- Other offices · 8 to 5Dec 9, 2024 to Mar 26, 2025
- Discretionary RAUM · $545M to $1.2BDec 9, 2024 to Mar 26, 2025
- HNW RAUM · $413M to $751MDec 9, 2024 to Mar 26, 2025
- Individual RAUM · $123M to $322MDec 9, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $10.1M to $0Dec 9, 2024 to Mar 26, 2025
Signals
16 dated events
- A••••• T••••• V•• A•••••• left F•••••••• F•••••••• A••••••• for H••• R••• W••••• M••••••••• (registered 2026-06-11)Jun 10, 2026 · Advisor changed firm · fact
- A••••• M•••• H••••• left F•••••••• F•••••••• A••••••• for H••••• F•••••••• I••••••••• (registered 2026-06-15)Apr 24, 2026 · Advisor changed firm · fact
- F•••••••• F•••••••• A••••••• reported 15 offices beyond its principal office, up from 6 (2025-10-20 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- F•••••••• F•••••••• A••••••• reported 50 state-registered advisory representatives, up from 38 (2025-10-20 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- A•••• M••••• W•••••••• left F•••••••• F•••••••• A••••••• for A••••• P•••• R••••••••• G•••• L•• (registered 2025-01-01)Mar 30, 2026 · Advisor changed firm · fact
- A•••••• S•••••• left F•••••••• F•••••••• A••••••• for L••••••• M•••• (registered 2026-03-11)Mar 12, 2026 · Advisor changed firm · fact
- F•••••••• F•••••••• A••••••• reported RAUM $1.2B, up 110% from $555.4M (2024-12-09 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- F•••••••• F•••••••• A••••••• reported 38 state-registered advisory representatives, up from 22 (2024-12-09 to 2025-03-26)Mar 26, 2025 · Advisor headcount change · derived
- D••••• J•••• S•••• left F•••••••• F•••••••• A••••••• for E••• F•••••••• (registered 2026-02-20)Dec 4, 2024 · Advisor changed firm · fact
- 2 advisors left C••••• I••••••••• A••••••• L•• (Holland, MI) for F•••••••• F•••••••• A••••••• a day apartOct 24, 2024 · Team lift-out · derived
- 2 advisors left S••••• W••••• P•••••••• L•• (Orlando, FL) for F•••••••• F•••••••• A••••••• a day apartOct 8, 2024 · Team lift-out · derived
- F•••••••• F•••••••• A••••••• reported RAUM $555.4M, up 58% from $352.2M (2024-01-09 to 2024-03-01)Mar 1, 2024 · RAUM change · derived
- S•••• B••••• G•••••• left F•••••••• F•••••••• A••••••• for S••••••• F•••••••• P••••••• (registered 2024-05-22)Dec 7, 2023 · Advisor changed firm · fact
- R••• M•••••• D••••• left F•••••••• F•••••••• A••••••• for G•••• W••••• M••••••••• L•• (registered 2023-05-14)Apr 30, 2023 · Advisor changed firm · fact
- F•••••••• F•••••••• A••••••• reported RAUM $323.7M, up 86% from $174.1M (2022-02-27 to 2022-03-03)Mar 3, 2022 · RAUM change · derived
- F•••••••• F•••••••• A••••••• filed its initial SEC registration (Form ADV)Feb 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F•••••••• F•••••••• A••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 616-622-3062reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/4793583reportedpublic record, Form ADV, Sep 18, 2026
- Website
- forfiduciary.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 616-622-3062reportedpublic record, Form ADV, Apr 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $26.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026