DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•• C•••••• A•••••••• L••
Latest filing Aug 12, 2026
First filing on the tape Sep 20, 2021 · 14 filings
SEC status approved since Oct 20, 2021
RAUM
$228M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$221M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$45.7M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$228M as of Aug 12, 2026
Jan 31, 2022$132M then
HNW client RAUM$182M as of Aug 12, 2026
Jan 31, 2022$106M then
State-registered IARs (5.B.3)5 as of Aug 12, 2026
Jan 31, 20222 then
Employees (5.A)5 as of Aug 12, 2026
Jan 31, 20223 then
Private funds: no history
RAUM +17% over the last fiscal year+20% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $45.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $371,193derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminars, otherreportedItem 5.G
- Custody
- $91.7M, 112 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$182M80%
- Individuals$39.4M17%
- Charitable organizations$6.8M3.0%
- Individual clients
- 114reported
- HNW clients
- 80reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 615reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $91.7M for 112 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• J•• S•••••Certified Financial Planner | Virginia Beach, Va | Nov 21, 2016 | 36 y | 1 |
| V••••• M•••• H••••••••Certified Financial Planner | Virginia Beach, Va | Apr 6, 2022 | 26 y | 3 |
| A•••••• W•••••Chartered Financial Consultant | Carrollton, Va | Jan 19, 2023 | 11 y | 0 |
| J•••• M•••••• U••••• | Virginia Beach, Va | Sep 20, 2024 | 23 y | 0 |
| A••••• J•••••• | Virginia Beach, Va | Jan 8, 2026 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S•••••• D•••••• M••••• to O• C••••••Sep 5, 2008 · Other
- B•••• B•••••• to O• C••••••Sep 5, 2008 · Other
Joined, latest
- V••••• M•••• H•••••••• from H•••••••• F•••••••• S•••••••• L••Apr 6, 2022 · Other
- E••••• J•• S••••• from C•••••••• F•••••••• G•••• A•••••••Nov 21, 2016 · Other
- S•••••• D•••••• M••••• from N••• F•••••••• G••••• I•••Jul 12, 2007 · Other
- B•••• B•••••• from F•••••• B•••• W••••• L••Feb 14, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••••• J••••• H••••• · Managing Member/Chief Compliance Officercontrolsince 05/2006 · owns 25% to 50%
- H••••••••• V•••••• M•••• · Partnercontrolsince 03/2022 · owns 10% to 25%
- S•••••• E•••••• J•• · Partnercontrolsince 11/2016 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Virginia Beach, Va · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Carrollton, VA1 employees
- Chesapeake, VA1 employees
- Virginia Beach, VA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 591 to 615Feb 25, 2025 to Feb 25, 2026
- Advisory employees · 4 to 5Feb 25, 2025 to Feb 25, 2026
- HNW clients · 71 to 80Feb 25, 2025 to Feb 25, 2026
- Individual clients · 104 to 114Feb 25, 2025 to Feb 25, 2026
- Assets in custody · unset to 91738083.0Feb 25, 2025 to Feb 25, 2026
- Custody of client assets · false to trueFeb 25, 2025 to Feb 25, 2026
- Employees · 4 to 5Feb 25, 2025 to Feb 25, 2026
- Financial planning clients · 26-50 to 11-25Feb 25, 2025 to Feb 25, 2026
- State-registered IARs · 4 to 5Feb 25, 2025 to Feb 25, 2026
- Discretionary RAUM · $190M to $228MFeb 25, 2025 to Feb 25, 2026
- HNW RAUM · $150M to $182MFeb 25, 2025 to Feb 25, 2026
- Individual RAUM · $39.4M to $39.4MFeb 25, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $6.0M to $0Feb 25, 2025 to Feb 25, 2026
- RAUM · $196M to $228MFeb 25, 2025 to Feb 25, 2026
- Financial planning clients · 26-50 to 26-50Jan 29, 2025 to Feb 25, 2025
- Organization form · Corporation to Limited Liability CompanyJan 29, 2025 to Feb 25, 2025
- Succession · true to falseJan 29, 2025 to Feb 25, 2025
- Accounts · 483 to 591Sep 25, 2024 to Jan 29, 2025
- Advisory employees · 5 to 4Sep 25, 2024 to Jan 29, 2025
- HNW clients · 64 to 71Sep 25, 2024 to Jan 29, 2025
- Individual clients · 90 to 104Sep 25, 2024 to Jan 29, 2025
- Employees · 5 to 4Sep 25, 2024 to Jan 29, 2025
- Financial planning clients · 11-25 to 26-50Sep 25, 2024 to Jan 29, 2025
- State-registered IARs · 5 to 4Sep 25, 2024 to Jan 29, 2025
- Organization form · Limited Liability Company to CorporationSep 25, 2024 to Jan 29, 2025
- Discretionary RAUM · $155M to $190MSep 25, 2024 to Jan 29, 2025
- HNW RAUM · $126M to $150MSep 25, 2024 to Jan 29, 2025
- Individual RAUM · $22.9M to $39.4MSep 25, 2024 to Jan 29, 2025
- Non-discretionary RAUM · $0 to $6.0MSep 25, 2024 to Jan 29, 2025
- RAUM · $155M to $196MSep 25, 2024 to Jan 29, 2025
- Succession · false to trueSep 25, 2024 to Jan 29, 2025
- Advisory employees · 4 to 5Apr 23, 2024 to Sep 25, 2024
- State-registered IARs · 4 to 5Apr 23, 2024 to Sep 25, 2024
- Accounts · 480 to 483Jan 20, 2023 to Jan 29, 2024
- HNW clients · 55 to 64Jan 20, 2023 to Jan 29, 2024
- Individual clients · 83 to 90Jan 20, 2023 to Jan 29, 2024
- Financial planning clients · 1-10 to 11-25Jan 20, 2023 to Jan 29, 2024
- HQ city · unset to VIRGINIA BEACHJan 20, 2023 to Jan 29, 2024
- HQ state · unset to VAJan 20, 2023 to Jan 29, 2024
- State-registered IARs · 3 to 4Jan 20, 2023 to Jan 29, 2024
Signals
3 dated events
- B•• C•••••• A•••••••• L•• reported succeeding to the business of B•• C•••••• A•••••••• L•• (Form ADV Item 4)Jan 29, 2025 · Succession (Item 4) · fact
- Maher Vivian Honeycutt (Partner) appeared on Schedule A of B•• C•••••• A•••••••• L••Apr 6, 2022 · Control person joined · fact
- B•• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Sep 20, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- joe@baycapitaladvice.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- mike@baycapitaladvice.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 757-614-6213reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 405-834-3418reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 757-478-6523reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- BAYCAPITALADVICE.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 757-816-0967reportedpublic record, Form ADV, Aug 12, 2026
- Contact form
- baycapitaladvice.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- baycapitaladvice.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $45.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026