RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• E••••• M•••••
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Oct 9, 2025 · Columbus, Oh
- U••• B•••••• I••••••••• I••• formerJun 22, 2005 to Oct 9, 2025 · Portland, Or
- B••• O•• S••••••••• C••••••••• unclassifiedMay 5, 2003 to May 3, 2005 · Dayton, Oh
- U••• B•••••• I••••••••• I••• to H••••••••• F•••••••• A•••••••left Oct 9, 2025, registered Oct 9, 2025 (0 days) · Affiliated broker-dealer or bank to another
- B••• O•• S••••••••• C••••••••• to U••• B•••••• I••••••••• I•••left May 3, 2005, registered Jun 22, 2005 (50 days) · Other
- J••••• E••••• M••••• left U••• B•••••• I••••••••• I••• for H••••••••• F•••••••• A••••••• (registered 2025-10-09)Oct 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address