RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A••• M••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince May 6, 2020 · Scottsdale, Az
- B••••• P••••• W••••• A•••••••• L•• formerMar 24, 2011 to Apr 27, 2020 · Newport Beach, Ca
- C••••••••• F•••••••• formerApr 16, 2007 to Jun 28, 2007 · Scottsdale, Az
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 9, 2005 to Mar 14, 2011 · Scottsdale, Az
- N•• E•••••• S••••••••• C••••••••• formerOct 23, 2003 to Jun 2, 2005 · Phoenix, Az
- T•• A••••••• G••••• I••• unclassifiedJan 14, 2002 to Sep 16, 2003 · Phoenix, Az
- B••••• P••••• W••••• A•••••••• L•• to B••••• P••••• A•••••••• L••left Apr 27, 2020, registered May 6, 2020 (9 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••••••• F••••••••left Mar 14, 2011, registered Apr 16, 2007 (-1428 days) · Other
- C••••••••• F•••••••• to B••••• P••••• W••••• A•••••••• L••left Jun 28, 2007, registered Mar 24, 2011 (1365 days) · Other
- N•• E•••••• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 2, 2005, registered Jun 9, 2005 (7 days) · Other
- T•• A••••••• G••••• I••• to N•• E•••••• S••••••••• C•••••••••left Sep 16, 2003, registered Oct 23, 2003 (37 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address