RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J•••• D•••••
- F••••••• F•••••••• A••••••• independent RIA currentsince Nov 15, 2010 · Sewickley, Pa
- L•• F•••••••• L•• BD affiliatedSep 21, 2007 to Dec 4, 2013 · Pittsburgh, Pa
- S••••••• I••••••••• A•••••••• I••• otherJan 1, 2007 to Aug 3, 2007 · Portland, Or
- I•••••••• A••••••• I•• unclassifiedMar 22, 2006 to Jan 1, 2007 · Pittsburgh, Pa
- L•• F•••••••• L•• to F••••••• F•••••••• A•••••••left Dec 4, 2013, registered Nov 15, 2010 (-1115 days) · Other
- S••••••• I••••••••• A•••••••• I••• to L•• F•••••••• L••left Aug 3, 2007, registered Sep 21, 2007 (49 days) · Other
- I•••••••• A••••••• I•• to S••••••• I••••••••• A•••••••• I•••left Jan 1, 2007, registered Jan 1, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address