RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• J•••• B••••••••
- T•• J•••••• E••••• G•••• state registered currentsince Sep 23, 2021 · Kearney, Mo
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 23, 2019 to Jul 14, 2020 · Gladstone, Mo
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJun 24, 2005 to Oct 12, 2018 · Blue Springs, Mo
- T••••••••• F•••••••• A•••••••• L•• to T•• J•••••• E••••• G••••left Jul 14, 2020, registered Sep 23, 2021 (436 days) · Affiliated broker-dealer or bank to a state-registered adviser
- T••••••• I••••••••• M••••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Oct 12, 2018, registered Jan 23, 2019 (103 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address