DFX Intelligence
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Registered advisor
B•••••• C•••••• G•••
Feed of 09/14/2026
Also filed as B•••••• C• G•••
At current firm
13 y
since Aug 26, 2013
In the industry
23 y
since Oct 21, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Aug 26, 2013 · Baton Rouge, La
- B••• O•• S••••••••• C••••••••• unclassifiedOct 21, 2002 to Apr 17, 2003 · Covington, La
Moves
a registration end followed by a registration begin elsewhere
- B••• O•• S••••••••• C••••••••• to V••• F•••••••• A•••••••• I•••left Apr 17, 2003, registered Aug 26, 2013 (3784 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address