RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J•••••• R•••
- R••• W••••• M••••••••• I••• state registered currentsince Apr 20, 2026 · Lakewood Ranch, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 14, 2014 to Apr 21, 2026 · Lake Mary, Fl
- L•• F•••••••• L•• BD affiliatedMar 19, 2009 to Jun 20, 2014 · Lake Mary, Fl
- C•••••••• F•••••••• G•••• A••••••• formerDec 1, 2004 to Apr 2, 2009 · Altamonte Springs, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R••• W••••• M••••••••• I•••left Apr 21, 2026, registered Apr 20, 2026 (-1 days) · Affiliated broker-dealer or bank to a state-registered adviser
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 20, 2014, registered Jul 14, 2014 (24 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to L•• F•••••••• L••left Apr 2, 2009, registered Mar 19, 2009 (-14 days) · Other
- T•••••• J•••••• R••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R••• W••••• M••••••••• I••• (registered 2026-04-20)Apr 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address