DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• J••••• B••••••••

L•• E••••••••• L••BD affiliatedWest Palm Beach, Fl dual registrantIAPD 2905623

Feed of 09/15/2026

Also filed as T••••• J B••••••••

At current firm

0 y

since Jul 31, 2026

In the industry

28 y

since Nov 14, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Jul 31, 2026 · North Hills, Ny
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Aug 4, 2026 · West Palm Beach, Fl
S••••••••• A•••••• A•••••••• I••• former
Jun 14, 2022 to Jun 14, 2024 · North Hills, Ny
O•••• F•• I••• former
Jun 14, 2021 to Jun 15, 2022 · Jericho, Ny
E•• F•••••••• A••••••• independent RIA
Jan 10, 2017 to Dec 31, 2019 · Hauppauge, Ny
O•••• F•• I••• former
Nov 6, 2012 to Oct 21, 2016 · Huntington Station, Ny
H•••••• T••••••• • K•••• L•• independent RIA
Apr 1, 2011 to Oct 19, 2012 · New York, Ny
N•• E•••••• S••••••••• C••••••••• former
Jun 21, 2002 to Jun 2, 2010 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• E••••••••• L••
left Aug 4, 2026, registered Jul 31, 2026 (-4 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
O•••• F•• I••• to S••••••••• A•••••• A•••••••• I•••
left Jun 15, 2022, registered Jun 14, 2022 (-1 days) · Affiliated broker-dealer or bank to another
E•• F•••••••• A••••••• to O•••• F•• I•••
left Dec 31, 2019, registered Jun 14, 2021 (531 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to E•• F•••••••• A•••••••
left Oct 21, 2016, registered Jan 10, 2017 (81 days) · Other
H•••••• T••••••• • K•••• L•• to O•••• F•• I•••
left Oct 19, 2012, registered Nov 6, 2012 (18 days) · Other
N•• E•••••• S••••••••• C••••••••• to H•••••• T••••••• • K•••• L••
left Jun 2, 2010, registered Apr 1, 2011 (303 days) · Other

Signals

T••••• J••••• B•••••••• left O•••• W•••••• I••• for L•• E••••••••• L•• (registered 2026-07-31)
Aug 4, 2026 · Advisor changed firm · fact
T••••• J••••• B•••••••• left O•••• F•• I••• for S••••••••• A•••••• A•••••••• I••• (registered 2022-06-14)
Jun 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address