RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Dec 8, 2025 · Overland Park, Ks
- M••••••• I••••••••• M••••••••• ••• L•• asset managerDec 12, 2012 to Dec 31, 2015 · Alpharetta, Ga
- J••• H•••••• I••••••••• M••••••••• L•• asset managerDec 23, 2008 to Dec 31, 2010 · Atlanta, Ga
- J••• H•••••• D••••••••• L•• unclassifiedDec 14, 2004 to Dec 31, 2006 · Atlanta, Ga
- P•••• S••••••••• L•• no RAUMApr 9, 2003 to Aug 16, 2004 · Atlanta, Ga
- M••••••• I••••••••• M••••••••• ••• L•• to O•••••••••left Dec 31, 2015, registered Dec 8, 2025 (3630 days) · Other
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Dec 31, 2010, registered Dec 12, 2012 (712 days) · corporate re-registration, not a move
- J••• H•••••• D••••••••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Dec 31, 2006, registered Dec 23, 2008 (723 days) · Other
- P•••• S••••••••• L•• to J••• H•••••• D••••••••• L••left Aug 16, 2004, registered Dec 14, 2004 (120 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address