RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D••• F••••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Carnegie, Pa
- S••••••••• B•••••••• S••••••• state registered currentsince Jan 26, 2017 · Carnegie, Pa
- M•• F•••••••• S•••••••• I••• formerJun 18, 2012 to Dec 22, 2016 · Pittsburgh, Pa
- T•• A•••••••• I••• BD affiliatedDec 8, 2010 to Jun 1, 2012 · Carnegie, Pa
- N•• E•••••• S••••••••• C••••••••• formerSep 7, 2007 to Nov 9, 2010 · Pittsburgh, Pa
- M•• F•••••••• S•••••••• I••• to S••••••••• B•••••••• S•••••••left Dec 22, 2016, registered Jan 26, 2017 (35 days) · Other
- T•• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Jun 1, 2012, registered Jun 18, 2012 (17 days) · Other
- N•• E•••••• S••••••••• C••••••••• to T•• A•••••••• I•••left Nov 9, 2010, registered Dec 8, 2010 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address